With deadlines imminent for SEC registration and other actions for hedge fund managers, it is imperative that managers focus upon all relevant requirements immediately.  Jeffrey Cobb, an attorney with extensive experience in representing hedge funds, will review the Dodd-Frank exemptions, registration and reporting rules and interpretations, as well as state law registration and exemptions, which are intertwined with the SEC requirements.

Additionally, we will hear from Stephen Wagstaff, CCO of Cannell Capital, speak about adhering to these regulations from an end-user perspective.

Attend this FREE 60 min webinar to hear Mr. Cobb address the following topics:

•  Overview of major compliance issues for both registered and unregistered advisors
–  Looming Deadlines
–  Dodd-Frank exemptions
–  State and SEC Registration
–  Reporting rules
–  Interpretations and Exemptions

•  Implications of SEC Registration
–  ADV Filing Requirements
–  Year-End Report
–  Ongoing Compliance Issues
–  Preparing for the SEC Exam

•  Other Issues
–  How to meet Form PF obligations
–  ERISA Implications
–  Large Trader Reporting-Form 13H

Speakers:
Jeff Cobb, Founder & Principal, Cobb & Associates PC (Bio)
Stephen Wagstaff, CCO, Cannell Capital

If you are interested in sponsoring this webinar, contact Caitlin Collins for more information.