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2nd Annual Corporate Actions Processing

Event Sponsors

DTCC Wolters Kluwer Battea Corero

October 22, 2008

Bayards, One Hanover Square, New York, NY, 10004

CPE Credits: 7.0

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8:15Registration and Breakfast with Exhibitors
9:00

Chairperson's Opening Remarks

David Easthope, Senior Analyst,
Celent

9:15

Opening Roundtable: Current Hot Spots in Corporate Actions

Moderator:
Chris Kotsifas,
STP Consulting Solutions

Panelists:
Mayra Sacco, Managing Director,
The Bank of New York Mellon
Michael Duncan, Vice President,
BNY Mellon Shareowner Services

10:00

Roadmap to Achieving STP

Speaker:
Brett Lancaster, Vice President,
DTCC
Linda Bookheim, Senior Manager,
Custody & Asset Services
SWIFT

11:00Refreshment Break with Exhibitors
11:15

Addressing Regulatory Change: What's Coming, When and What do Firms Need to do to Prepare

12:00

Progress Made in the Harmonization & Standardization of Corporate Actions

Moderator:
Phillip Silitschanu, Senior Analyst,
Aite Group

Panelist:
Kurt Dodds, Director- Corporate Actions/Operations,
Blackrock Financial Management

12:45






Benchmarking Global Corporate Actions Solutions

Panelists:
James O'Regan, Vice President,
Ridge Clearing and Outsourcing
Joe Conway, Vice President,
Brown Brothers Harriman

1:15

Luncheon with Exhibitors

2:00

Taxation & Corporate Actions: Withholding Taxes, Cost Allocation & Sec 302 Tax Laws

Speaker:
Richard Ryndak, Senior Tax Analyst,
Wolters Kluwer

2:30






Issuer/Agent Engagement

Panelists:
Max Mansur, Senior Product Manager,
SWIFT
David Hands, Product Management Director,
DTCC
3:00Refreshment Break with Exhibitors
3:15Case Study: ROI on Automating Corporate Actions
3:45

Reviewing the Class Action Process Flow

Moderator:
Jonathan Wade, President,
Battea

Panelists:
Michael Kania, Vice President,
BNY Mellon Asset Servicing
Deidre Walsh, Corporate Actions Manager,
Loomis Sayles
Michael S. Egan, Managing Director,
Class Action Claims Management

4:30

Identifying and Managing Risks in Corporate Actions

Moderator:
Nancy Andrews Turbe, Senior Manager,
Accenture Capital Markets Solutions Group

Panelist:
Amy G. Harkins, Senior Vice President,
BNY Mellon Asset Servicing
Kevin Cullen, Vice President,
Information Mosaic

5:00


Closing Remarks: What's Next for Corporate Actions

David Easthope, Senior Analyst,
Celent
5:10Networking & Cocktails
6:00Conference Adjourns

Early Bird Special!

Register by 08/29/08 at an early bird price of $795.00! After 08/29/08, the full price is $895.00.