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4th Annual Reconciliations & Exception Management

Event Sponsors

Fiserv Omgeo SmartStream Traiana SunGard Ambit TriOptima ProfitStars Headstrong TCS

Media Sponsors

commodity trading advisor DerivSource Albourne Village Hedge Connection Wall Street Letter Derivatives Week

September 30, 2009

Bayards, One Hanover Square, New York, NY 10004

CPE Credits: 7.0

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Join Your Peers From:

AIG Investments

AllianceBernstein
Balyasny Asset ManagementBank Hapoalim
Bridgewater Assoc., Inc.Citi AMS
Columbus Circle AdvisorsConifer Securities
Credit SuisseCredo Capital Management
Cyrus Capital Partners LPDelaware Investments
Deutsche Bank Asset Mgmt.Eton Park
First Manhattan Co.Goldman Sachs Asset Mgmt.
GoldenTree AMHedgeHarbor
HoulihanHudson Bay Capital Mgmt.
Jennison Associates LLCLazard Ltd.
Legg MasonLogan Capital
Logan Circle Partners, L.P.Lord Abbett
MD SassMeecorp Capital Markets
MetLifeMoore Capital Mgmt.
Morgan Stanley Inv. Mgmt.Nomura Asset Mgmt.
Paloma Partners Mgmt.Pinnacle
Post Capital Partners LLCPrudential Fixed Income Mgmt.
Prudential Global FundingRussell Investments
Saba Capital Mgmt.Silverwood Partners LLC
T. Rowe PriceTAG Virgin Islands, Inc.
Tweedy, Browne Co.York Capital Mgmt

 9:00
 


Chairperson's Opening Remarks

Cynthia Meyn, Senior Vice President,
PIMCO

9:15














Opening Roundtable: Implementing Cost Reduction Strategies in a Challenging Environment

Moderator:
Nick Jackson,
Managing Director,
Capco


Panelists:
Andrew Clipper, Director,

Securities and Fund Services,
Citi Markets & Banking
Scott D. Berg, Vice President,
Wachovia Bank- A Wells Fargo Company
Chris Cieri, Head of Operations,
Allianz Global Investors Management Partners

10:00







Update on Industry Initiatives: The Asset Manager's Forum Discusses the 3-Way OTC Derivatives Reconciliation Process

Speaker:
Courtney Gavin,
Vice President Investor Services,
Brown Brothers Harriman
    View Presentation

10:30

Refreshment Break with Exhibitors

10:50













Tri- Party Reconciliation of OTC Derivatives and Collateral

Moderator:
Mark DiMaio,
Principal,
Ernst & Young


Panelists:

Cynthia Meyn,
Senior Vice President,
PIMCO

Jack Dixon,
Director, Derivatives,
Omgeo
Vinod Jain, Business Specialist,
Headstrong

11:35



 

 

Be in the Now: Automating Your Account Reconciliation Process

Moderator:
Joel Wachman,
Chief Technology Officer,
Regiment Capital Advisors


Panelists:
Joe Trentacosta, Vice President,
AQR Capital Management LLC
Neil Vernon, Senior Product Manager,
SmartStream Technologies Inc
Roy Saadon, Co-Founder,
Traiana

12:20

Lunch Break with Exhibitors

1:15













The Great Reconciliation Debate: Outsourcing vs. In-House Systems

Moderator:
Don Martin,
Assistant Vice President,
Brown Brothers Harriman


Panelists:
Puran Dulani,
Head of Operations,
Harding Loevner Management
Darren Measures, Executive Director,
JP Morgan

Raf Pritchard, Chief Executive Officer North America,
TriOptima

2:00















           

How to Reduce Risk Exposure Associated with Reconciliations & Exceptions Data

Moderator:
Randi Brosterman,
Principal,
Financial Services Industry Practice,
Deloitte Consulting
, LLP

Panelists:
Jack Gomez,
Head of Asset Servicing Risk Management,
BNY Mellon
Nolan S. Gesher, Senior Product Manager, N.A.,
Financial Control Solutions,
Fiserv
Scott D. Berg, Vice President,
Wachovia- A Wells Fargo Company
Richard Chapman, Director of Pre-Sales,
SunGard

 3:00

Refreshment Break with Exhibitors

 3:20





Case Study: Industry Practitioner on OTC Derivatives Reconciliations

Speaker:

John Peter Lee, Chief Technology Officer,
AM Investment Partners, LLC  
View Presentation

3:50














Automating Investigations & Exceptions to Achieve STP, Drive Down Costs and Improve Operational Efficiencies

Moderator:
Timothy O'Donnell,
Director,
PricewaterhouseCoopers   
View Presentation

Panelists:
Mike Russo,
Securities Industry Analyst,
ProfitStars
Joe Trentacosta, Vice President,
AQR Capital Management LLC
Darren Woolford, Executive Director,
JP Morgan

4:30

Conference Adjourns/Networking Reception