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5th Annual Reconciliations & Exception Management
September 22, 2010
Bayards, One Hanover Square, New York, NY
Join your Peers from:
| | | Acorn Derivatives Management Corp. | Bank of America
| Citi | Credit Suisse Alternative Investments
| Eagle Capital Management
| FX Concepts
| Genworth Financial
| Guggenheim Partners
| HIMCO | Inverness Counsel Inc | L Plus LLC
| Legg Mason
| Loomis, Sayles & Co.
| Lord Abbett & Co. LLC
| MEAG New York Corporation
| Nomura Asset Management
| Northwestern Mutual
| Prudential | Russell Investments
| Saba Capital | SAC Capital Advisors
| State Street
| The Bank of NY Mellon | TIAA-CREF
| Two Sigma Investments, LLC
| Wafra Investment Advisory Group, Inc. |
9:00 | Chairperson’s Opening Remarks
Cynthia Meyn, Senior Vice President
PIMCO
| | 9:15 | Opening Roundtable: Industry Initiatives in Reconciliations & Exceptions Management
Moderator:
Mark DiMaio,
Ernst & Young
Panelists:
Jan Dings, Head of Matching Product Management,
SWIFT
Erica Choinski, Assistant Vice President, BBH
Board of Directors, ISITC
Brian Sobolak, Vice President, North American Reconciliations Operations Manager,
Northern Trust
| | 10:15 | Increase Efficiency & Transparency in Operations: Managing Data While Keeping Up with Growing Volumes Across Asset Classes Moderator:
Nick Jackson, Partner,
Capco
Panelists:
Todd Sloan, Vice President
Electra Information Systems
John Burchenal, Managing Director, Market Growth
Omgeo
Charles Kilby, Vice President,
J.P. Morgan Investment Management
| | 11:00 | Refreshment Break with the Exhibitors
| | 11:15 | STP for OTC Derivatives: Automation of Exceptions Management in the Hands of Business Users?
Complexity of OTC ProcessingCosts of Exception ManagementAutomation of Exception Management in the Hands of Business UsersIncreased ROI from Empowered Business Users
Speaker:
Sophal Khuong, Caswil Corporation View Presentation
| | 11:40 | Automation, Automation, Automation
Automating the financial close process could free up time to allocate resources to other issues, in turn adding value to your business. What challenges do you face at the financial close and can automation overcome these challengesExceptions Management is still largely a manual process, but automating your reconciliations process could lower costs. WIth that said, there is still a significant cost to move to automating reconciliations. Is the cost worth it in the end?Creating a shared service to support Structured Exception ManagementAchieving STP by automating exception processingAchieve cost reduction by improving operational efficiencies and lowering operational risk
Moderator
Tim O'Donnell, Director View Presentation
PricewaterhouseCoopers
Panelists
Nolan Gesher, Senior Product Manager
Fiserv
Brian Sobolak, Vice President, North American Reconciliations Operations Manager,
Northern Trust
Jan Dings, Head of Matching Product Management
SWIFT | | 12:30 | Lunch Break with the Exhibitors
| | 1:30 | Common Failures Associated with Reconciliations and How to Avoid Them
- Effective Management Information
- Common Causes of Reconciliations Failures
- Identifying High Risk Exceptions
- Developing Effective Oversight and Escalation
Moderator:
Cynthia Meyn, Senior Vice President
Pimco
Panelists
Jack Gomez, Managing Director & Head of Asset Servicing Operation Risk,
BNY Mellon
Andrew Clipper, Director, Investment Services,
Citi Markets & Banking
Michael Daley, VP, Director of Fixed Income Operations,
Loomis, Sayles & Company, L.P.
Sanjay Singh, Director, Reconciliations Services
Syntel Inc.
| 2:20
| Mitigating Risk Through Operational Control & Transparency
What are the Key Controls?Portfolio Reconciliation in BriefEstablishing an Effective Bilateral Margining ProcessOptmising the Use of Operations Controls Across Departments
Speaker:
Mary Harris, TriResolve Business Manager
TriOptima | | 2:45 | To Outsource or Not to Outsource: The Continuing Debate on the Pros and Cons of Outsourcing Reconciliations
Moderator:
Denise Valentine, Senior Analyst
Aite Group
Panelists
Michael Daley, VP, Director of Fixed Income Operations,
Loomis, Sayles & Company, L.P.
Chris Coleman, Managing Director,
The Bank of New York Mellon
Mohit Tandon, Director, Business Development, Banking & Financial Services
Tata Consultancy Services
| | 3:30 | Refreshment Break with the Exhibitors
| | 3:45 | Case Study: Cash Reconciliation Automation
Speaker:
Jeff Fries, Vice President View Presentation
State Street
| | 4:15 | Reconciliations of Collateral- Where's the Easy Button?
Moderator:
Cynthia Meyn, Senior Vice President
PIMCO
Panelists:
Berl Kaufman,
Afferent Consulting
Shannon Wachs, OTC & Derivatives Operations Manager
Deutsche Bank | | 5:00 | Seminar Adjourns |
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Event Sponsors
Media Sponsors
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