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5th Annual OTC Derivatives Operations & Processing
November 10, 2010
Bayards, One Hanover Square, New York, NY
A Sampling of Last Year's Delegates: AllianceBernstein | Alpine Mutual Funds | AM Investment Partners, LLC | Avenue Capital | Bank of America Merrill Lynch | BNY Mellon | Citco Fund Services | Davidson Kempner Capital Management | Delaware Investments | Deutsche Bank AG | Fidelity Investments | Franklin Templeton | Goldman Sachs | Hudson Bay Capital Management | JP Morgan | Lazard Ltd | Legg Mason | Lord Abbett | MetLife | MKP Capital Management | Morgan Stanley Investment Management | Northern Trust | OppenheimerFunds | Promark Global Advisors, Inc. | Prudential Financial | Traxis Partners LP |
| 8:30 | Registration, Networking & Breakfast | 9:00 | Chairperson’s Opening Remarks
John Jay, Senior Analyst,
Aite Group
| | 9:15 | Keynote: Preventing Another Crisis- The Need for Financial Reform
Chris Tsuboi, Supervising Examiner
Federal Reserve Bank of New York
| | 9:45 | The Changing Derivatives Landscape: Industry Response to Regulatory Reform
Managing systemic riskGiving up your data- US regulators are demanding more dataImpact from proposed rulemaking on operations
Moderator:
John Valentine, Partner,
Valentine Law LLC
Panelists:
Gerardo Talamo, Vice President and Counsel,
Alliance Bernstein
James Cawley, CEO
Javelin Capital Markets, LLC
Joe Palumbo, Partner, Financial Services Office,
Ernst & Young LLP | | 10:30 | Refreshment Break with the Exhibitors
| | 10:50 | The New Middle Man- The Role of the Clearing House in Derivatives
- Weighing the pros and cons of mandatory clearing of OTC Derivatives
- Which transactions need to come into clearing houses?
- Relying on brokers or building connectivity with the CCPs?
- Are the clearing houses prepared?
- Will clearing the derivatives through a clearing house lower risk and increase transparency?
- How will centralized clearing affect transaction costs and lead to tighter bid/ask spread
Moderator:
John Jay, Senior Analyst,
Aite Group
Panelists:
Chad Wekelo, Founder & Principal,
Actualize Consulting
Joshua Satten, Vice President, OTC Structured Products,
Omnium | | 11:40 | Technology Update- What Changes are Needed to Comply with New Regulations? - Need for a system that can track a transaction from pre-trade through to termination of the contract
- Need to find valuations, transparency tools and operations
- Are new technology innovations making it easier to support risk?
- How is central clearing requiring changes to technology and operations?
Moderator:
Chad Wekelo, Founder & Principal
Actualize Consulting
Panelists:
Gary Koche, Managing Director, Capital Markets, North America,
OpenLink
Jim Rucker, Chief Operations, Credit & Risk Officer,
MarketAxess
Chris Augustin, CIO
Javelin Capital Markets LLC | | 12:30 | Lunch Break with the Exhibitors
| | 1:30 | Preventing the Domino Effect- Best Practices for Collateral Management
- Should your firm outsource processes to the custodians?
- Implementing best practices to reduce counterparty credit risk
- Are processes too manually intensive?
Moderator:
Ted Levoroni, Vice President, Global Product Manager, Collateral Services,
State Street
Panelists:
Tim Hudson, Strategic Sales,
Omgeo
Judson Baker, Derivatives/Collateral Management Product & Strategy Manager,
Northern Trust Corporation
Mary Harris, TriResolve Business Manager,
TriOptima
| | 2:15 | Transparency Needed- Pricing and Valuation
- Greater transparency on pricing of derivative contracts
- In-house pricing systems
- Risks and challenges
Moderator:
Dan Viola, Partner, Regulatory & Compliance Group
Sadis & Goldberg LLP
Panelists:
Michael Rucci, Managing Director, Global Head of Operations
UBS Global Asset Management
Bob Sangha, Head of Americas
OTC Valuations
Patrick Condello, Vice President, Hedge Fund & OTC Derivative Pricing,
Bank of New York Mellon | | 3:00 | Refreshment Break with the Exhibitors
| | 3:20 | Post Trade Processing- Efficiency through Common Messaging Standards
- Would this help streamline the settlement process? Help bring the industry closer to a T+1 or a T+0 environment?
- Standardized Electronic Messages
- Is automation possible without one specific industry standard for messaging?
Moderator:
Stephen Bruel, Analyst,
Tower Group
Panelists:
Joshua Satten, Vice President, OTC Structured Products,
Omnium
Dennis Goodenough, Senior Business Manager, Securities Initiatives,
SWIFT
Karel Engelen, Director & Global Head Technology Solutions,
ISDA | | 4:00 | The Future of OTC Derivatives
What is to come in the derivatives marketplace?Do OTC Derivatives cease to exist?Will the reform seen in the US progress around the globe?
Moderator:
Mike McKeon, Senior Partner
Booz & Company
Panelists:
Neil Wright, Senior Vice President
State Street
Mani Pillai, President
FinTrack
Patrick Condello, Vice President, Hedge Fund & OTC Derivative Pricing,
Bank of New York Mellon | | 4:45 | Seminar Adjourns |
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