8:15

Registration & Breakfast with Exhibitors

9:00

Chairperson Opening Remarks

Holly Miller, Partner & Founder,                            View Presentation
Stone House Consulting, LLC

9:15  

Keynote: What’s Ahead for Basel III

• As all major G-20 financial centers commit to adopt the Basel II Capital Framework by December 2011 they will soon have to look further to December of 2012 when there is a deadline to implement Basel III.
• Has Dodd-Frank created challenges to implementing Basel II? 

Preston Thompson, Assistant Vice President,
Federal Reserve Bank of Boston

9:45  

Stay Stress Free: Navigating Regulatory Stress Tests and Potential Operational Losses

•  Since the financial crisis financial institutions have gone under rigorous stress testing by regulators. The Fed is expected to continue their stress tests in the first quarter of 2011. So how can your firm stay on top of the demands of the stress tests?  
•  Data management and the need for senior management to have a viewpoint on all risks present in their organization. 

Presenters:
Richard Chen, General Counsel,
Arnold & Porter LLP
Eric Caban, Examining Officer, Operational Risk Governance Team,
Federal Reserve Bank of New York

 

10:30  

Networking Break with Exhibitors

10:45  

How to Deal: Managing the Increased Risks Associated with Outsourcing

• While outsourcing services can greatly reduce costs and increase efficiency senior management needs to be aware of the additional operational risks associated with outsourcing to unregulated entities.  
•  What recommendations are highlighted by The Basel Committee to address these concerns?
• What contingency plans are in place?
• Dealing with different countries where compliance or data management standards might not be the same as those of the outsourcing partner. 

Speaker:
Holly Miller, Partner & Founder,                         View Presentation
Stone House Consulting, LLC

11:15  

Wall Street Bandits: Dealing with Financial Crime and Anti Money Laundering

•  Regulatory Update
•  Discussion of the Biggest Challenges in AML Compliance
• Cyber terrorism/crime 

Moderator:
Michael Brodsky, Senior Manager,
Deloitte Financial Advisory Services
Panelists:
David MacNair, Director, Financial Crime Compliance,
Barclays Capital
Jason Vazquez, Director, AML Compliance & Financial Crime Prevention,
Babson Capital Management
Filip Mitev, AVP, Operations Risk and Control,
JP Morgan

12:00  

Lunch Break with Exhibitors

1:00

Automated Controls and Continuous Monitoring:  A Framework for Mitigating Operational Risk

Speakers:
Sumit Nijhawan, Company Operations Leader,           View Presentation
Infogix

1:25  

Building a Strong Foundation: Constructing and Managing Your Operational Risk Team

• Managing reputational risk 

Speakers:
Neil Roth, VP, Oversight of Operational Permanent Control,           View Presentation
BNP Paribas
  

1:45  

Hoping for the Best, Preparing for the Worst: Historical Loss Data and Scenario Analysis

• What do firms need to predict a future downturn?
• Advanced Measurement Approach (AMA)
• Data consortiums
• Valuation of assets and liabilities in performing scenario analysis and managing risk

Moderator:
Richard Marshall,
Ropes & Gray LLP
Panelists:
Cindy Ma, Managing Director,
Houlihan Lokey
Jack Gomez,
Bank of New York Mellon

2:30  

Operational Risk Appetite

•  How much risk is your firm willing to take on?
• How is your OpRisk Appetite measured?

Moderator:
Denise Valentine, Senior Analyst,
Aite Group
Panelists:
Maureen McDonough, Operational Risk Manager,
GE Asset Management
Gary D'Aquilla, VP, Operational Enterprise Risk Management,
Mass Mutual
Narasimha Bonda, Director, Risk & Permanent Control,
Credit Agricole CIB

3:15  

Networking Break with Exhibitors

3:30  

Adapting KRIs, Governance Frameworks, Control Frameworks to Changing Business Models

• As business models change the risk consequences need to be understood at the same rate
•  Measuring risk assessment and prevention in daily business life
• Keeping up to real time

Moderator:
Amy Richards, Principal,
Oliver Wyman Financial Services
Panelists:
Neil Roth, VP, Oversight of Operational Permanent Control,
BNP Paribas
Mario Mosse, Enterprise Risk Management,
Prudential
David Ridgway, Global Head of Operational Risk,
BlackRock

4:15  

IT Management and the Risk that Applies

• Business Managed Applications
• Transformational Management
  o Cloud computing and Mobile computing 

Moderator:
Larry Albin, Principal, Financial Services/Technology,
Deloitte Consulting LLP
Panelists:
John Simone, Director, Operational Risk Management,
AIG
Etsuko Jennings, Managing Director,
Morgan Stanley Investment Management
Mario Mosse, Enterprise Risk Management,
Prudential
 

5:00  

Conference Adjourns