The collaboration will focus on applying agentic AI to post-trade operations.
Broadridge Financial Solutions, a provider of securities operations services, systems, and software, has launched an investment and expanded partnership with DeepSee, an agentic AI technology developer based in Draper, Utah.
The agreement specifies that Broadridge will take “a minority ownership stake in DeepSee and marks a significant milestone in Broadridge’s strategy to leverage AI and harmonized data to optimize global post-trade operations,” officials say. In addition, Tom Carey, president of Broadridge Global Technology and Operations (GTO), will join DeepSee’s board of directors.
The agreement underscores the shared commitment of Broadridge and DeepSee “to accelerating AI transformation across capital markets. The collaboration will initially focus on deploying AI-powered email orchestration, turning traditional inboxes into intelligent, automated workflows for post-trade operations teams,” officials say.
In fact, the AI-email collaboration has been “deployed across Broadridge’s Business Process Outsourcing Operations, which serves over 60 clients. The solution is also integrated with Broadridge post-trade capabilities, providing the opportunity for firms to deploy within their own four walls with the Broadridge Platform or on a standalone basis,” officials say.
Officials say the key benefits of the initial AI solution are:
- Increased productivity: “Automates workflows by connecting to underlying systems to retrieve critical data and enhances efficiency through intelligent organization, prioritization, and drafting of emails;”
- Smarter resource optimization: “Elimination of unnecessary emails, AI-based categorization of work types and prioritization of importance of emails powered by insights into email volume and trends, enables proactive workload management and freeing teams for higher-value work;”
- Enhanced transparency and supervision: “Real-time dashboards display SLA metrics, operational trends, and actionable insights across teams.”
DeepSee is applying agentic operations to financial services to help “firms convert fragmented, manual workflows into software-defined services — powered by AI agents that plan, orchestrate, and execute across applications and teams,” officials say.
Broadridge’s technology and operations platforms “process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities globally,” officials say.
Need a Reprint?