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contents06 FTF EVENTS CALENDAR08 EDITOR’S NOTE08 HIGHLIGHTS FROM FTF’S EVENTS10 HIGHLIGHTS FROM MINDING THE GAP11 WHEN THE COMPLIANCE POLICE COME CALLING11 SOLVING THE RIDDLE OF SOCIAL MEDIA COMPLIANCE12 CASE STUDY: HOW NOT TO CROSS THE LINE VIA SOCIAL MEDIA14 THE NEW REALITY OF CYBER-SECURITY COMPLIANCE 22 BLURRED LINES: OTC REFORMS FOR VOICE TRADING 25 FTF NEWS CASE STUDIES PROVIDE ESSENTIAL INSIGHT 27 U.S. PLAYS CATCH-UP IN GLOBAL T+2 PUSH29 Q&A: DTCC TAKES ON T+2 SETTLEMENT 30 FTF NEWS PREVIEWS SIBOS 35 FTF NEWS HONORS FINTECH INNOVATIONPantone 165 C Pantone 375 CFTF NEWSFALL 2014 www.ftfnews.comMaureen LoweFounder, President and PublisherT +1 646.395.6340, ext. 111 E maureen.lowe@ftfnews.comSarah HathawayVice President, Conferences and EventsT +1 646.395.6340, ext. 112 E sarah.hathaway@ftfnews.comEugene GrygoChief Content EditorT +1 646.395.6340, ext. 117 E eugene.grygo@ftfnews.comRyan BoysenReporter E ryan.boysen@ftfnews.comLouis ChunovicReporter E louis.chunovic@ftfnews.comDeepak PatneyCopy EditorJett SchillingDirector, Sales and Business DevelopmentT +1 646.395.6340, ext. 113 E jett.schilling@ftfnews.comKenson DavidConference and Training Delegate Sales CoordinatorT +1 646.395.6340, ext. 114 E kenson.david@ftfnews.comKaren MackChief Financial Officer, Finance DepartmentT +1 646.395.6340, ext. 116 E karen.mack@ftfnews.comFINANCIAL TECHNOLOGIES FORUM LLC330 West 38th Street, Suite 806 New York, NY 10018 T +1 646.395.634005FTF NEWS, SPECIAL EDITION, NUMBER 6. ©2014 Financial Technologies Forum LLC. All rights reserved. No part of this publication may be reproduced or transmitted in whole or in part, in any form or by any means, including but not limited to graphic, electronic, mechanical or photocopying, without written permission from Financial Technologies Forum. FTF News is an online news service and is published occasionally in hard copy by Financial Technologies Forum LLC, 330 West 38th Street, Suite 806, New York, NY 10018 USA. The opinions expressed in this publication are not necessarily those of the publishers or of the institutions of the contributing author. Neither the publishers, authors nor their employees can be held liable for any inaccuracies, errors or omissions nor held liable for any actions taken on the basis of the views expressed in this publication.FALL 2014 | FTF NEWS MAGAZINE