Mitchell Bompey, Morgan Stanley

Mitchell is the Managing Director of Compliance for Morgan Stanley Wealth Management, one of the world’s largest diversified financial services organizations with a network of more than 16,000 financial advisors.  He is responsible for monitoring, reporting, and preventing compliance risk for Morgan Stanley Wealth Management’s social media use.  Mitchell is a practicing attorney and received his Juris Doctorate from the University of Virginia School of Law.

Sheryl Brown, Sigma Financial Corporation

Sheryl Brown is passionate about social media use among advisors in the financial services industry. She knows firsthand that LinkedIn, Twitter, Facebook, Google and other sites can amplify your value proposition — and she wants to show you how. As social media director at Sigma Financial Corporation, Sheryl assists advisors and employees with their own social media strategies, and she has been influential in developing a strategic online presence for both Sigma Financial Corporation and Parkland Securities LLC — one that connects to both clients and advisors, positively impacts practices and creates communities aimed at improving the industry. Aside from her social media expertise, she has more than 25 years of experience in the financial services community and is a licensed life and health insurance advisor. As a professional speaker, Sheryl has addressed audiences for financial services organizations such as LIMRA, BRAMCO, NAIFA, and the American Association for Long-Term Care Insurance, and she has also spoken at other social media marketing engagements. Online, she writes expert articles on social media marketing for a variety of publications. Connect with Sheryl on Twitter: @BionicSocialite

Kristie Helms, State Street

Kristie Helms is Vice President and Global Head of Promotions and Social Business within Global Marketing at State Street. In the role, she develops and drives marketing campaigns that bring State Street’s B2B, institution-oriented business to life. In addition to overseeing the company’s presence on a number of social media platforms, Ms. Helms drives the development of promotional strategies across State Street’s marketing channels that are based on an analysis of industry trends, best practices, innovative ideas and audience insights. She conceptualized and implemented a social media data mining program that provides a real-time view into what the market is discussing. That marketing framework was awarded the 2014 WOMMY (Gold) Award for Social Media Monitoring Implementation. In addition to leading the launch of State Street’s first social intranet in early 2014, her team’s work earned a 2014 IABC Gold Quill Merit award in Digital Communications as well as gold in the 2013 Bulldog Digital/Social PR Awards for Excellence in Online Communications. Ms. Helms has a long history of interactive leadership. She launched Marsh & McLennan Companies’ first global intranet and developed United Cerebral Palsy of New York City’s first web site. She was a communit... Read More
Kristie Helms is Vice President and Global Head of Promotions and Social Business within Global Marketing at State Street. In the role, she develops and drives marketing campaigns that bring State Street’s B2B, institution-oriented business to life. In addition to overseeing the company’s presence on a number of social media platforms, Ms. Helms drives the development of promotional strategies across State Street’s marketing channels that are based on an analysis of industry trends, best practices, innovative ideas and audience insights. She conceptualized and implemented a social media data mining program that provides a real-time view into what the market is discussing. That marketing framework was awarded the 2014 WOMMY (Gold) Award for Social Media Monitoring Implementation. In addition to leading the launch of State Street’s first social intranet in early 2014, her team’s work earned a 2014 IABC Gold Quill Merit award in Digital Communications as well as gold in the 2013 Bulldog Digital/Social PR Awards for Excellence in Online Communications. Ms. Helms has a long history of interactive leadership. She launched Marsh & McLennan Companies’ first global intranet and developed United Cerebral Palsy of New York City’s first web site. She was a community manager and volunteer Board member for one of the web’s first social networking sites and earned a Webby award for Best Online Community in the early days of social networking – 2000. Ms. Helms obtained a BS in journalism from Murray State University in Murray, Kentucky and an MS in communications management from Simmons College in Boston. A former NYC tour guide, she is now active in a number of organizations and community groups in the Roslindale and Jamaica Plain neighborhoods of Boston. Tweet her at @KristieHelms. Show Less

Adam Sherman, New York Life

Adam Sherman is a media executive with over 20 years’ experience working with large brands on their marketing, social and digital strategies. He is a published author and writer, having worked for The New York Daily News, ABC Sports, and Consumer Reports. Currently, Adam leads the New York Life Insurance Company’s social recruiting and retention efforts for financial services talent leaders.

Tina Tse, MacKay Shields

Tina Tse is Director, Marketing Communications of MacKay Shields, responsible for managing and implementing the digital marketing initiatives for the institutional business to build firm and brand recognition. She is actively involved in supporting the firm’s consultant relations and RFP practices.  Prior to joining MacKay Shields in 2012, Tina was Executive Director, Consultant Relations and RFPs, Pan Asia at UBS Global Asset Management and Director, Head of Institutional Marketing, Asia Pacific at HSBC Global Asset Management in Hong Kong.  Prior to that, she was Head of U.S. RFP Team at AIG Investments in New York. Tina also held institutional and wholesale business development and marketing communication roles at Credit Agricole Asset Management, Invesco, PPM America Inc., Merrill Lynch and Prudential Securities in Boston, Chicago and Hong Kong.  She has a Bachelor of Science in Business Administration degree in Finance and Marketing from Boston University.  She has been working in the investment industry since 1992. Connect with Tina: LinkedIn   Twitter ... Read More
Tina Tse is Director, Marketing Communications of MacKay Shields, responsible for managing and implementing the digital marketing initiatives for the institutional business to build firm and brand recognition. She is actively involved in supporting the firm’s consultant relations and RFP practices.  Prior to joining MacKay Shields in 2012, Tina was Executive Director, Consultant Relations and RFPs, Pan Asia at UBS Global Asset Management and Director, Head of Institutional Marketing, Asia Pacific at HSBC Global Asset Management in Hong Kong.  Prior to that, she was Head of U.S. RFP Team at AIG Investments in New York. Tina also held institutional and wholesale business development and marketing communication roles at Credit Agricole Asset Management, Invesco, PPM America Inc., Merrill Lynch and Prudential Securities in Boston, Chicago and Hong Kong.  She has a Bachelor of Science in Business Administration degree in Finance and Marketing from Boston University.  She has been working in the investment industry since 1992. Connect with Tina: LinkedIn   Twitter  Show Less

Amy Watson, Goldman Sachs

Amy Watson is currently a Vice President in the global Compliance Division at Goldman Sachs where she is responsible for coverage of the Executive Office, including the groups which manage the firm’s external social media presence. She also provides Compliance oversight of the firm’s overall social media and mobile platform strategy. Prior to her role in Executive Office Compliance, she served as Global Head of the E-Communications Surveillance team.

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Phil was an amazing speaker and extremely knowledgeable and engaging. I really enjoyed this class and I am looking forward to participating in many more in the future.  

- Christina Hebert, Babson Capital Management (Understanding the Securities Industry Attendee)

I thought it was well run and the speakers/panel members were very knowledgeable and informative.  

- SecOps Attendee

It was a very positive experience with good networking opportunities. The venue was excellent.  

- SecOps Attendee

Great venue to share ideas and insights.  

- SecOps Attendee

Enjoyed hearing about latest trends in the industry, as well as how people are dealing with difficult issues.  

- SecOps Attendee

Fruitful interaction with clients and prospects.  

- SecOps Attendee

It was good to hear peers sharing their experiences openly.  

- SecOps Attendee

It was my first FTF event and I enjoyed it.  

- SecOps Attendee

Excellent conference - topics are relevant and speakers are well informed.  

- SecOps Attendee

The conference provide good content through lively discussions. The venue was excellent.  

- SecOps Attendee

Speakers were numerous and great. All highly qualified to speak and provided excellent insight into our industry.  

- SecOps Attendee

The SecOps conference is a valuable forum for peers to network and discuss the real issues operations professionals face in their business. Our session discussing the reality vs. ideal world scenarios was well received and sparked ongoing discussions beyond the session itself.  

- Bob Leaper, PanoVista.Co LLC (SecOps Attendee)

The conference was very informative and relevant for the current state of derivative regulations.  

- Michael Daley, Director of Fixed Income Operations, Loomis Sayles (DerivOps Attendee)

You always have insightful subject matter experts on your panels.  

- David Gallagher, VP, Collateral Management, Lombard Risk (DerivOps Attendee)

The conference provides relevant industry insights from practitioners for practitioners.  

- Björn Schumburg, Senior Business Consultant, Derivatives Implementation, SimCorp Canada (DerivOps Attendee)

The event is essential for anyone who has a portfolio of derivatives or supports clients who have exposure to derivatives.  

- Frank Lupica, Director, DTCC (DerivOps Attendee)

Excellent.  

- Robert Boese, Director, Debt and Derivative Operations, Freddie Mac (DerivOps Attendee)

I thought the conference was very useful and provided its participants with ideas for how to address some of the challenges that Dodd-Frank regulations present.  

- Shannon Pacheco, Head of Operations, MEAG New York Corporation (DerivOps Attendee)

The speakers and topics covered were timely and very relevant to the current market environment.  

- Robert Ferryman, Director of Operations, Mizuho Capital Markets (DerivOps Attendee)

The conference gave a very informative overview of the challenges faced by the industry currently.  It targeted at specific initiatives and regulations which are critical to derivative operations.  

- Jessica Lua, Senior Vice President, Head, Trade Operations, GIC (DerivOps Attendee)

This was one of the best DerivOps conferences that has been put together.  

- Kathryn Landuyt, Securities Analyst, OTC Derivatives, PPM America (DerivOps Attendee)

The mix of presentations and panel discussions was great. Thank you!  

- Sandy MacLean, Senior Operations Analyst, Reconciliation, CPP Investment Board (ReCon Attendee)

Great experience. Thank you!  

- Beth Vogel, Director, Investment Management Operations, Federated Investors (ReCon Attendee)

The speakers were great and the program was organized.  

- Liliana Ferreira, Director, CSA Negotiations, Portfolio Reconciliation and Collateral Controls, Societe Generale (ReCon Attendee)

The content was very relevant and engaging, and the attendees were fully engaged in the lively panel discussions.  

- Paul Clapis, Director, Professional Services, SunGard (ReCon Attendee)

It’s a great opportunity to network with both vendors and peers while identifying the latest trends in the industry.  

- Rodney Hulslander, AVP Asset Control, Reconciliation, MFS Investment Management (ReCon Attendee)

Great forum. Knowledgeable and well-versed speakers. Would love to attend future events.  

- Ken Helmrich, AVP, BSA Supervisor, Hudson City Savings Bank (Financial Crime & AML Forum Attendee)

Very impressive conference.  The format provides unique access to industry thought leaders. The knowledge and ideas I gained will help me better adapt to changing trends.  

- Matthew Lyberg, Vice President, Acadian Asset Management (Performance Measurement Attendee)

Great Job. The FTF staff were great!  

- Bert Melchner, Program Manager, Enterprise Solutions, General Electric Asset Management (ReCon Attendee)

Excellent overall event. Thank you!

- Robert Perdock, COO, Macquarie Group

Excellent event with the right level of participants to add the most value to firms trading products requiring collateralization.  

- Joseph Streeter, VP, Collateral Product Manager, State Street (Collateral Management Forum Attendee)

The Forum format provides a great networking opportunity since there is a very focused topic and group of delegates.  

- Deborah Bonfield, VP, Senior Sales, Lombard Risk (Collateral Management Forum Attendee)

A good opportunity for networking with peers in the industry.  

- Joyce Lim, Vice President, Credit Agricole CIB (Collateral Management Forum Attendee)

One of the most informative conferences I've attended. Great progression from basic content to practical significance. Quite enjoyable.  

- Bill Elwell, AVP/Senior Tax Counsel, Hartford Financial Services (FATCA Breakfast Attendee)

FTF continually proves its commitment to organizing and delivering content rich, educational events. The events cover specific topics relevant to mission critical workflow and operations within the financial industry. I strongly recommend attending FTF's events.  

- Marc Caccavale, Client Relations, SS&C Technologies (Performance Measurement Attendee)

FTF always provides content rich conferences, with leading industry experts, with great networking.  The conference administration and amenities are always flawless.    

- Andrew Clipper, Principal, Knickerbocker Advisory Services (Performance Measurement Attendee)

FTF has provided a very thoughtful and relevant discussion of the changes currently impacting the industry.  

- Matt Kuznacic, Sr. Project Manager, William Blair (DerivOps Attendee)

I would highly recommend FTF’s Derivatives Operations conference. I come to the annual Chicago Conference and they also have a New York conference that’s great. It’s a great time to hear from both buy side peers in my case, vendors that offer solutions to some derivatives challenges that you may be facing and also meet with clearing house representatives and FCMs and it’s just a great place to network with peers and to hear what’s going on in derivatives operations.  

- Kevin Walker, Vice President, Manager of Derivatives Administration, Nuveen Investments (DerivOps Attendee)

Very helpful and insightful conference. Thank you.  

- Lenny Bambina, Vice President, Derivatives, AQR Capital Management (DerivOps Attendee)

Well organized and put-together. Impressive speakers and panelists.  

- Tatyana Yegorova, Audit Director, MetLife (HedgeOps Attendee)

I liked the varied areas that were represented on each panel.  

- Karla McKenna, Director, Citi (CAPCon Attendee)

Am always glad to participate in an FTF event.  

- Sue Mayham, Corporate Actions Expert (CAPCon Attendee)

Excellent forum. Very much enjoyed the more informal talks as it engaged the audience more.  

- Katie O’Connor, Senior Product Specialist, Information Mosaic (CAPCon Attendee)