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NYSE failed to run opening auctions on Jan. 24, 2023, which spurred trading restrictions and pauses, and many busted trades, according to the SEC.
The New York Stock Exchange (NYSE) has paid a $9 million penalty to the Securities and Exchange Commission (SEC) to settle charges that NYSE officials allegedly failed to conduct opening auctions for more than 2,800 securities in January 2023, officials say. “The SEC’s settled order finds that on January 24, 2023, NYSE failed to run...
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