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SEC Faces Pushback on Public Company Reporting Proposal

May 13, 2026 by Eugene Grygo

SEC Faces Pushback on Public Company Reporting Proposal

The U.S. Securities and Exchange Commission (SEC) has put forth a proposal to give public companies the option of filing reports semiannually instead of quarterly, streamlining compliance with federal securities laws. However, key industry players are pushing back, arguing that investors could be hurt by information gaps and that market efficiency could take a hit…. Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Buy-Side, Corporate Actions, Data Management, Operational Risk, Ops Automation, Risk Management, Sell-Side, Governance, Performance Attribution, Performance Measurement, Portfolio Management, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: back office, compliance, operational risk, public companies, Quarterly reporting, SEC, Securities Operations, semiannual reporting, Standards, wall street

Nasdaq Wants ‘Smart Reforms’ to Strengthen Public Companies

April 2, 2025 by Eugene Grygo

Nasdaq Wants ‘Smart Reforms’ to Strengthen Public Companies

Private markets are becoming more appealing as public companies face greater burdens and an unpredictable regulatory environment. So say Nasdaq officials who want to change this situation by strengthening capital markets and recommending key public policy proposals to make that happen. The policy recommendations are featured in a paper, “Advancing the U.S. Public Markets: Unlocking… Read More >>

Filed Under: Securities Operations, Industry News, Private Equity, Private Markets, Diversity & Human Interest, Governance, Digital Transformation, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: compliance, financial market regulation, IPO Listings, Nasdaq, operations, public companies, Public Company Accounting Oversight Board (PCAOB), public offerings, regulatory reform, Standards, US Securities and Exchange Commission, wall street

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