TinyTimTim

CFTC’s Massad on the ‘Flash Crash’ Trader and More

In an exclusive video interview, the CFTC Chairman talks about what he wants to accomplish. He spoke to FTF News after his speech at FTF’s DerivOps North America conference in Chicago. Click here to check out more about the DerivOps...
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NY Regulator Warns of Third-Party Cyber-Security Risk

Financial services firms are largely ignoring the critical role third-party vendors play in an overall cyber-security strategy, a blind spot that could make them vulnerable to infiltration, according to a recent report by the New York Department of Financial Services...
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SunGard Said to Explore a Second IPO: Reuters

SunGard is apparently making the rounds at investment banks, looking for an adviser to help take the financial technology vendor go public soon, according to a report by the Reuters news service. SunGard could be valued at up to $10...
Massad

CFTC to Extend Relief for Swap Trade Errors

Speaking at the DerivOps North America conference this morning, CFTC Chairman Timothy Massad announced his agency will be issuing no-action letters providing relief for regulatory requirements concerning erroneous swap trades and swap trade confirmations. Massad said the relief is part...
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It’s Digital Gadget Season Again

Spring is here and summer isn’t too far off. With the change in weather comes a change in mood, and over the next few months you can be sure folks (even those in the post-trade Ops world) will soon be...
Massad’s CFTC is Keeping an Eye on Spoofing

Massad’s CFTC is Keeping an Eye on Spoofing

The CFTC created a major stir this past week with its enforcement action against U.K. resident Navinder Singh Sarao and his firm Nav Sarao Futures Ltd.

FTF News was in the lucky position of having previously scheduled time with Timothy Massad, the chairman of the derivatives industry regulator, because he was the featured speaker for FTF”s DerivOps North America conference in Chicago.

Hillary2016

Is Hillary’s New CFO a Nod to Elizabeth Warren?

Hillary Clinton has tapped former regulatory firebrand Gary Gensler as her campaign’s chief financial officer (CFO), a move that could signal there’s bite to the populist bark her campaign has engaged in recently. As the former chairman of the CFTC...
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FTF News Unveils the Technology Innovation Award Winners

NEW YORK — Financial Technologies Forum (FTF) is unveiling today the winners of the fifth annual FTF News Technology Innovation Awards — a group whose diversity is reflected by the individuals and vendors that will be honored at this year’s...

Upcoming Events View All

  • SecOps USA 2015

    This two-day conference will cover all things securities operations with separate streams covering reconciliations, corporate actions, and buy-side operations, including discussions on industry standards, STP, automation and more.

  • SMAC New York 2015

    Join FTF for our annual Social Media and Compliance in the Financial Services conference. From social media strategies to compliance issues, this is the premier event for new ideas, stronger systems, and increased connections for banks, asset managers, and insurance firms.

  • ReCon London 2015

    This annual conference is devoted to discussing the ins and outs of reconciliations, including utility, automation, industry standards and more.

Upcoming Training View All

  • Enterprise Risk Principles & Practices

    “Intense and invigorating” risk work shop  –  This 2 Day “in-person”workshop delivers a comprehensive view of risk management from goals, approaches, challenges, and detailed execution.  It will be interactive and creates a sound foundation for building and transforming a risk function into a highly effective and efficient entity.

Minding the Gap View All

Eugene Grygo

Bridging the divide between the official story and what is really happening.

  • Massad’s CFTC is Keeping an Eye on Spoofing

    The CFTC created a major stir this past week with its enforcement action against U.K. resident Navinder Singh Sarao and his firm Nav Sarao Futures Ltd., which allegedly engaged in unlawful manipulation of the E-mini S&P 500 futures contract, and…
  • What is the ROI for Regulatory Compliance?

    Today, April 15, is the day when all Americans get a taste of what it’s like to comply with a regulatory deadline. This is the day that all personal income taxes are due to the Internal Revenue Service (IRS). Of…

Latest News View All

Latest Opinion View All

  • How Should the NY State Government Spend its $5 Billion Surplus from Wall Street Fines?

    Thu, 05 Feb 2015 14:15:12 +0000

    We have the results to our most recent Finger on the Pulse poll. Our FTF News editor, Eugene Grygo, recently posted a Minding the Gap column Can Good Come from the Sins of Wall Street?, where he discussed the fines imposed upon … Continue reading
  • FTF News Video: How to Build a Robust Op Risk System

    Wed, 04 Feb 2015 14:30:44 +0000

    CIT’s head of Op Risk discusses novel ways to improve surveillance and launch initiatives with FTF News editor, Eugene Grygo at the recent OpRisk New York 2014 conference in November. Prasad Kodali, head of operational risk at CIT, is leading … Continue reading
  • Can Good Come from the Sins of Wall Street?

    Fri, 23 Jan 2015 15:44:08 +0000

    January 20, 2015 by Eugene Grygo (Contribution from Minding the Gap, a blog by FTF News editor, Eugene Grygo.) Thanks to the fines imposed upon Wall Street and insurance firms for their sins during the Great Recession, the New York State … Continue reading
  • How to Retain and Promote Female Talent

    Wed, 07 Jan 2015 19:11:29 +0000

    Guest Contributor:  Jessica Titlebaum, WILD Co-Founder My mentor once said that results are not exclusive to gender.  While this is true, it’s also important to remember that gender may produce different results.   According to Catalyst, there is a correlation between women … Continue reading