Guest Contributor: Adam Honoré, Research Director, Aite Group Could we work in an industry right now that does more to make itself look technically inept than capital markets? Facebook, BATS, Knight Capital, anything Bart Chilton says (kidding, sort of). We’ve set up a market structure with over 40 equity liquidity points in various points in
Compliance
“What is” Form PF?
Form PF (private fund) is a new SEC rule that requires private fund advisers to report regulatory assets under management, dubbed RAUM, to the Financial Stability Oversight Council (FSOC), an organization established under Dodd-Frank in order to monitor risks within the financial sector. The Form PF requirements are intended to provide risk exposure statistics regarding
Financial Technologies Forum (FTF)
FTF is Seeking Interns!
Do you know anyone looking for an internship this Fall? If yes, then you should let them know that FTF is seeking an ambitious undergraduate (junior or senior) looking for hands-on experience in event planning and/or financial services. The ideal candidate will be a dedicated and motivated professional with attention to detail, people skills, and
Data Management
Manage Your Data Vendors to Improve Quality and Reduce Total Cost
Guest Contributor: Thomas C. Redman, “The Data Doc”, Navesink Consulting Group Financial institutions need high-quality data, about markets, counterparties, and so forth, acquired from outside. Most follow the so-called “golden copy” approach. They obtain data from many sources, compare them, pick the one that they think most likely correct, and anoint it as “golden.” Good
Corporate Actions
“What is” Reference Data?
The term reference data is most commonly used by information technology (IT) professionals in the financial sector to categorize data that describes financial transactions and helps identify the participants in those transactions. Reference data was established by regulatory agencies in order to increase trade efficiency and to help firms manage risk. In short, reference data
Guest Blog
Machine Readable News
Guest Blogger: Lynn Connolly, Director of Risk Management Advisory at Constellation Investment Consulting Corp With the increase in algorithmic and high-frequency trading, there has also been an increase in machine readable news services which attempt to gauge market sentiment and assist in measuring the impact news has on the marketplace in real-time. These technology services
What is series
“What Is” a Corporate Action?
A corporate action is a step taken by a publicly traded company that usually sets off a process that impacts the shareholders of a stock. Generally, corporate actions provide investors with more transparency into a public company’s financial state by letting investors observe how each action influences the price of a stock. Ultimately, it should
Financial Technologies Forum (FTF)
Team USA!!!
We are now in day 14 of the 2012 Summer Olympics and fans are on the edge of their seats as China and the United States play a game of tug a war for the most medals! Team USA takes the lead with 90 medals while China has 80! One thing is for sure, this
Compliance
Less Means More
“Less Means More” three little words with a significant meaning. Unless you are talking about Regulation and Compliance, then “More Means More!” After the crisis in 2008, the financial industry needed to make changes in the regulatory system. But with these changes came frustration and confusion. For those of you who get overwhelmed with the
Corporate Actions
Securing an IT Budget for a Corporate Actions Project
Guest Blogger: Kevin Cullen, Communications & Marketing Director at Information Mosaic Since the financial downturn, getting budget for any project seems harder than ever. With the renewed emphasis on regulation, risk mitigation, and data standardization, the focus may have turned away from front-office and trading to the middle-office and post-trade areas. In the case of
