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FinTech Ops

Financial Service Firms Can’t Afford to Risk Sanctions Violations

October 28, 2024 by Nick Holland

Financial Service Firms Can’t Afford to Risk Sanctions Violations

Sanctions violations are increasingly risky for financial firms, given regulators' strict policies and the high costs of non-compliance. Firms must implement proactive measures, including robust screening, updated compliance frameworks, and thorough staff training, to avoid potential penalties. With global sanctions expanding, a lapse could lead to financial and reputational damage, making compliance an essential investment.

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Automation

Time to Automate Performance Reporting for Clients & Prospects

February 27, 2018 by Guest Contributor

Time to Automate Performance Reporting for Clients & Prospects

I am looking forward to my participation in the Performance Measurement Americas (PMA) 2018 panel discussion entitled “Time for Full Automation,” which will take place Friday, March 9, at 12:05 p.m. at The Westin New York at Times Square, 270 W 43rd St., New York, NY 10036. Putting automation around the calculation of investment performance

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Cybersecurity

Cybersecurity: What to Look for?

September 14, 2016 by Guest Contributor

Cybersecurity threats are diverse, ranging from government sanctioned and well-resourced institutions, sophisticated criminal enterprises and disillusioned employees. Most breaches can be averted by following best practices. Others are wholly unavoidable irrespective of the systems or technology that fund managers have at their disposal. Institutional investors need to be cognizant of the threats facing their hedge

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Cybersecurity

FTF News Video: What Keeps Raymond James’ Cybersecurity Chief Up at Night?

December 22, 2014 by Sarah Hathaway

Andy Zolper, senior vice president and chief IT security officer at Raymond James Financial, tells FTF News about the potential threats that keep him up at night. Focusing on the emerging best practices that enable firms to protect against cyber threats is helping Zolper and others cope. [youtube https://www.youtube.com/watch?v=VHjc5ufSK4U] Check out more FTF News video

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