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Eze Software & NEX Unit Collaborate on MiFID II Reporting

March 23, 2018 by Eugene Grygo

Eze Software & NEX Unit Collaborate on MiFID II Reporting

U.S. financial services firms with branches in Europe will have to conform to MiFID II trade reporting requirements and Eze Software is working with NEX Regulatory Reporting via its capacity as an Approved Publication Arrangement (APA). All firms covered by MiFID II must meet trade reporting specifications because of the real-time demands of the E.U…. Read More >>

Filed Under: Securities Operations, Buy-Side, Industry News, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Back-Office, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting Tagged With: APA, Approved Publication Arrangement, Eze Software, MiFID II, NEX Regulatory Reporting, reforms, trade reporting requirements

FCA Greenlights More OTFs, MTFs in Time for MiFID II

January 2, 2018 by Eugene Grygo

FCA Greenlights More OTFs, MTFs in Time for MiFID II

BGC, Integral Get FCA Approvals Just in time for the onset of MiFID II, the U.K.’s Financial Conduct Authority (FCA) has authorized that BGC Brokers LP, GFI Brokers Ltd., GFI Securities Ltd. can each operate an organized trading facility (OTF), and Sunrise Brokers can operate a multilateral trading facility (MTF) via GFI Brokers Ltd. and… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Ops Automation, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: APA, BGC Brokers LP, Charles River, FCA, Financial Conduct Authority, GFI Brokers Ltd., GFI Securities Ltd., ICE, IHS Markit, MiFID II, MTF, Thomson Reuters, TRADEcho

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