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Firms Should Fund Ops Despite Fee Woes: Q&A

October 30, 2020 by Eugene Grygo

Firms Should Fund Ops Despite Fee Woes: Q&A

(FTF News recently got time to talk with David Campbell, vice president, strategy and business development — message automation for Broadridge Financial Solutions, about the company’s win via the 2020 FTF News Technology Innovation Awards. The systems and services provider to Wall Street firms got the most votes to win the honor of Best RegTech… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Operational Risk, Ops Automation, Outsourcing, Governance, Back-Office, Standards, Opinion, Q&As, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Industry News Tagged With: automation, back office, Best RegTech Solution, Broadridge Financial Solutions, compliance, David Campbell, Dodd-Frank, FTF Awards 2020, MiFID II, operations, regulations, regulatory enforcement, regulatory reporting, regulatory technology, securities trading services

Get Ready for More Regulatory Compliance Changes: Q&A

August 28, 2018 by Eugene Grygo

Get Ready for More Regulatory Compliance Changes: Q&A

(FTF News got time with Kurt Eldridge, executive vice president, global head of sales at SmartStream Technologies, to talk about the regulatory road ahead and about SmartStream’s win as Best RegTech Solution via the FTF News Technology Innovation awards. At SmartStream, Eldridge oversees the global sales team and its associated revenue-generating activities. He became part… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Operational Risk, Ops Automation, Reconciliation & Exceptions, Governance, Back-Office, Q&As, Performance Measurement, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: Best RegTech Solution, FTF Awards 2018, FTF News Technology Innovation Awards 2018, Kurt Eldridge, MiFID II, Mifir, Q&A, reconciliation technologies, SmartStream

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