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Time to Centralize Reference Data for Corporate Bonds?

April 2, 2019 by Eugene Grygo

Time to Centralize Reference Data for Corporate Bonds?

The Financial Industry Regulatory Authority (FINRA), a self-regulatory organization (SRO), wants to “expand the collection and dissemination of new-issue reference data for corporate bonds,” and is seeking the approval of the SEC to do so, according to FINRA. As part of the proposal, FINRA wants its Trade Reporting and Compliance Engine (TRACE) “to serve as… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, General Interest, Governance, Back-Office, Integration, Standards, KYC, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: centralized source, corporate bonds, FIMSAC, FINRA, reference data, SEC, Trade Reporting and Compliance Engine

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