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Northern Trust Taps Broadridge for Class Action Services

October 21, 2025 by FTF News

Northern Trust Taps Broadridge for Class Action Services

Custodian Northern Trust reports that it is helping its clients “optimize claim recoveries and increase engagement in settlement processes” by offering them the proprietary global class action technology from services, systems, and software provider Broadridge Financial Solutions. “Enhancements available with the new service include expanded coverage for more than 35 markets and, for the first… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Corporate Actions, Data Management, Operational Risk, Sell-Side, Governance, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Enforcement Tagged With: automation, back office, Broadridge Financial Services, class action lawsuits, class action services, Northern Trust, Standards, wall street

Why the Wells Fargo Mess Makes Wall Street Nervous

October 14, 2016 by Eugene Grygo

Why the Wells Fargo Mess Makes Wall Street Nervous

My guess is that the dizzying fall from grace for Wells Fargo Chairman and CEO John Stumpf is making some Wall Street executives a little nervous, especially if they have something to hide. To recap, after a scandal broke about the bank setting up fraudulent consumer accounts, the Wells Fargo board of directors decided this… Read More >>

Filed Under: General Interest, Opinion, Minding the Gap, AML/Fraud/Financial Crime, Regulation & Compliance, Industry News Tagged With: CFTC, class action lawsuits, Donald Trump, Elizabeth Warren, Eugene Grygo, federal investigations, John Stumpf, Minding the Gap, reputational risk, Tim Sloan, wall street, Wells Fargo

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