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TSX Jolts the Mutual Funds Market in Canada

June 27, 2016 by Eugene Grygo

The Toronto Stock Exchange (TXS) is taking on the operational and cost inefficiencies in the processing of mutual fund transactions via the launch of TSX NAVex for Canadian market participants, namely dealers and mutual fund manufacturers. The TXS NAVex is an attempt to provide automation for mutual fund processing, which is mostly manual now, says… Read More >>

Filed Under: Securities Operations, Industry News, Ops Automation, Settlement, General Interest, FinTech Trends, Back-Office, Industry News Tagged With: automation, clearing, ETFs, mutual fund processing, mutual funds, settlement, TMX Group, Toronto Stock Exchange, TSX

ABN AMRO Clearing to Use Fidessa Execution Services

June 9, 2016 by Eugene Grygo

A clearing and financing services provider ABN AMRO Clearing (AAC) is working with trading systems vendor Fidessa to offer managed, cross-asset execution services to AAC clients via a new deal between them. The new link would provide AAC clients with low-latency access to more than 110 futures, options, equities and foreign exchange (FX) markets globally,… Read More >>

Filed Under: Derivatives Operations, Clearing, FinTech Trends, Back-Office Tagged With: ABN AMRO Clearing, clearing, commodities, Fidessa, FX, listed derivatives, OTC derivatives

Blockchain for Clearing and Settlement to Be Gradual: Report

May 9, 2016 by Eugene Grygo

The emergence of blockchain/distributed ledger technology (DLT) could led to “a new global clearing and settlement infrastructure” for domains that are “currently poorly served by existing infrastructure or facing poor value for money,” according to a new report from GBST, a securities transaction and fund administration software vendor. However, it’s likely to be a gradual… Read More >>

Filed Under: Securities Operations, Middle-Office, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office, Blockchain/DLT Tagged With: blockchain, clearing, disruptive technology, distributed ledger technology (DLT), GBST, settlement, standing settlement instructions (SSIs), SWIFT, Target2-Securities

Blockchain’s Great Promise Faces Great Hurdles

April 20, 2016 by Louis Chunovic

The distributed ledger, or blockchain, as today’s hot financial services technology is also known, may lead to an Internet of Value. But first, important issues have to be resolved. So says Lael Brainard, one of the Federal Reserve’s seven governors. In a recent speech entitled “The Use of Distributed Ledger Technologies in Payment, Clearing, and… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Regulation & Compliance Tagged With: blockchain, clearing, Clearing and Settlement, collateral management, compliance, counterparty risk, derivatives, disruptive technology, distributed-ledger technology, Financial Stability Board, governance, Lael Brainard, Post-Trade Processing, settlement, transparency

Calypso Technology Agrees to Buyout

April 19, 2016 by Eugene Grygo

Calypso Technology is going down the private equity route and the cash infusion will help the trading and risk management systems vendor grow its investor base and take its offerings to the next level for demanding customers, officials say. European private equity fund Bridgepoint and global growth equity investor Summit Partners announced that they are… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Clearing, Mergers & Acquisitions, Risk Management, General Interest, FinTech Trends, Back-Office, Regulatory Compliance, Industry News Tagged With: acquisition, Bridgepoint, Calypso, Calypso Technology, capital markets, central banking, clearing, collateral management, financial software acquisition, investment management, operating costs, Pascal Xatart, private equity, Scott Collins, Summit Partners, Xavier Robert

CloudMargin Sharpens Collateral Optimization Capabilities

April 7, 2016 by Eugene Grygo

CloudMargin, a provider of web-based collateral and margin management services, reports that it has improved its collateral optimization capabilities to better serve the clearing needs of securities firms. The enhanced optimization combines CloudMargin’s capabilities to source inventory “on a client’s behalf direct from custodians via CloudMargin’s own SWIFT membership,” vendor officials say. Cloud-based collateral management… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Ops Automation, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office Tagged With: automation, BCBS-IOSCO, clearing, cloud computing, CloudMargin, collateral management, collateral optimization, Markit, OTC derivatives, settlement, STP, straight through processing, SWIFT

DTCC & Digital Asset Launch Distributed Ledger Project for Repos

March 30, 2016 by Eugene Grygo

The DTCC, the industry post-trade utility and related services provider, and fintech startup Digital Asset Holdings are developing a solution based on distributed ledger technology, intended to help firms better manage the clearing and settlement of U.S. Treasury, agency, and agency mortgage-backed repurchase agreement (repo) transactions. The effort should yield a central counterparty process that… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Clearing, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office, Blockchain/DLT Tagged With: bitcoin, blockchain, clearing, cryptocurrency, Digital Asset Holdings, disruptive technology, DTCC, FICC, Fixed Income Clearing Corp, post trade, repo, settlement

Blockchain Is Old News for European Markets

March 24, 2016 by Lynn Strongin Dodds

Blockchain may be creating the most buzz in financial services circles today but it has been quietly making a noise in Europe for the past 20 years. London-based consultancy Z/Yen created one of the first prototypes — a decentralized electronic ledger — for a client who wanted a shared database to provide an indelible and… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office, Blockchain/DLT Tagged With: back office, blockchain, clearing, Derivatives Operations, Michael Mainelli, post trade, reconciliation, SETL, settlement, Z/Yen

AcadiaSoft Unveils Central Margining Hub for Derivatives

March 11, 2016 by Louis Chunovic

Norwell, Mass.-based AcadiaSoft, Inc. reports that it has begun industry testing of its Collateral Hub, which it characterizes as the “first ever Central Margining service for non-cleared OTC [over-the-counter] derivatives.” Twenty-eight major banks are participating in the test of the electronic-margin-management system, AcadiaSoft says, noting that its “new service will facilitate industry compliance with impending… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Clearing, Ops Automation, Reconciliation & Exceptions, Risk Management, FinTech Trends, Back-Office, Regulation & Compliance, Derivatives Tagged With: AcadiaSoft, clearing, collateral management, counterparties, derivatives clearing, DTCC, Euroclear, OTC derivatives, TriOptima, triResolve

CFTC, EU Finally Agree on a Clearing Deal

February 18, 2016 by Lynn Strongin Dodds

After three years of often bitter political squabbling, the European Commission and its U.S. counterpart the commodities regulator CFTC finally reached an agreement on a common approach to equivalent recognition of central clearing counterparties (CCPs). The two sides, which oversee around 90 percent of the $553 trillion derivatives market, have been at loggerheads over mutual… Read More >>

Filed Under: Derivatives Operations, Clearing, Regulation & Compliance, Derivatives, Regulatory Compliance Tagged With: CBOE, CCP, CFTC, Chicago Board Options Exchange, clearing, clearinghouses, CME Clearing, CME Group, derivatives, derivatives clearing, ESMA, EU, European Commission, European Securities and Markets Authority (ESMA), OCC, Options Clearing Corporation

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