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Citi Services to Target SEC Mutual Funds Rules

April 30, 2018 by Eugene Grygo

Citi Services to Target SEC Mutual Funds Rules

Citigroup is partnering with MSCI and Confluence to develop “user-friendly services” that will help the bank’s clients adjust to the SEC’s reporting modernization and liquidity risk management rules, slated to take effect later this year. “The SEC’s sweeping reporting modernization and liquidity risk management rules place an added operational burden on asset managers,” according to… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Middle-Office, Operational Risk, Ops Automation, Risk Management, Governance, Back-Office, Integration, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: Citigroup, complex securities services, Confluence, liquidity risk management, MSCI, reporting infrastructure, SEC’s reporting, user-friendly services

Brexit Political Turmoil Puts Markets in Limbo

July 5, 2016 by Lynn Strongin Dodds

Former U.K. Prime Minister Harold Macmillan once famously said that a “week is a long time in politics,” but if recent events are anything to go by perhaps the statement should apply to 24 hours. Within a day last week, U.K. politics was turned on its head in a series of events that would be… Read More >>

Filed Under: General Interest, Regulation & Compliance, Industry News Tagged With: AIFMD, Boris Johnson, Brexit, City of London, Confluence, E.U., global economy, global markets, Harold Macmillan, K&K Global Consulting, MiFID II, Paul Soltis, Tory party, U.K., UCITS, UK referendum

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