With the buy side in mind, trading tools provider CQG is adding to its platform algorithms, analytics, transaction cost analysis (TCA) and post-trade FIX support from Quantitative Brokers (QB), intended to help firms better navigate futures and US Cash Treasury markets. The CQG platform offers trading, market data, and post-trade technical analysis tools. “CQG has… Read More >>
SEC Charges KPMG, Deloitte & BDO Units with Improper Audits
SEC Focuses On Foreign Affiliates of Auditors The SEC has charged foreign affiliates of KPMG, Deloitte & Touche, and BDO for “their involvement in audit work that circumvented the full oversight of the Public Company Accounting Oversight Board (PCAOB).” The auditors have settled the charges by paying penalties or disgorging their profits from the audits,… Read More >>
LSE’s CEO Suddenly Departs Amid Shareholder Battle
LSEG Shareholder Upsets Previously Announced Succession Plan Xavier Rolet stepped down as CEO of the London Stock Exchange Group (LSEG) on Nov. 29 “with immediate effect,” reports the LSEG board, following a controversial move by a key LSEG shareholder. Rolet’s temporary replacement is David Warren, current chief financial officer (CFO) for the LSEG, who will… Read More >>
