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CFTC Kept Watch During the Shutdown

February 5, 2019 by Eugene Grygo

CFTC Kept Watch During the Shutdown

One of the unknowns of the 35-day, partial federal government shutdown that ended on January 25 is what happens when the regulators aren’t looking. For the U.S. Commodity Futures Trading Commission (CFTC), it “continued to perform essential market-critical functions throughout the shutdown,” says Chairman J. Christopher Giancarlo in a statement issued on Jan. 28 when… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Collateral & Margin Management, Securities Operations, Buy-Side, Clearing, Corporate Actions, Industry News, Operational Risk, Ops Automation, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), Back-Office, Standards, Opinion, Minding the Gap, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: CFTC, CFTC Chairman J. Christopher Giancarlo, CFTC Chief of Staff Mike Gill, Dan Davis, Eugene Grygo, Minding the Gap, Tony Thompson

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