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Time for Ops Resolutions for 2015?

January 5, 2015 by Eugene Grygo

Time for Ops Resolutions for 2015?

The New Year brings opportunities to take on post-trade securities operations challenges or at least take the time to review the progress your firm has made in its trajectory to operational efficiency. It’s also a chance to make resolutions that will guide the firm throughout the year. To help firms craft a list of Ops… Read More >>

Filed Under: Securities Operations, FinTech Trends, Minding the Gap Tagged With: compliance, corporate actions, data management, derivatives, Dodd Frank Act, EMIR, manual processes, reconciliation

CFTC’s Bowen Names Legal and Policy Staff

October 9, 2014 by Ryan Boysen

CFTC Commissioner Sharon Bowen has announced her legal and policy staff to help her “carry out the Commission’s efforts to implement the Dodd-Frank Act and ensure compliance with the Commission’s regulations,” according to a statement. The appointments are: Eric Juzenas, principal adviser Juzenas previously served in several senior roles at the CFTC, including deputy director… Read More >>

Filed Under: Industry News, People Moves Tagged With: CFTC, Commissioner, Dodd Frank Act, Edward J. Markey, Eric Juzenas, Gary Gensler, Justin Slaughter, legal, Petal Walker, Sharon Bowen, team, Wilmer Hale

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