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Is the Fiduciary Rule Dead?

April 12, 2018 by Eugene Grygo

Is the Fiduciary Rule Dead?

Whatever happened to what is known as the “Fiduciary Rule,” propagated by the U.S. Department of Labor? To recap: The Labor Department in 2017 was pretty much set to move ahead with the so-called “Fiduciary Rule,” on April 10. But the Trump team halted the rule’s implementation via an executive order, arguing that it needed… Read More >>

Filed Under: Securities Operations, Operational Risk, Risk Management, General Interest, Diversity, Equity, and Inclusion (DEI), Opinion, Minding the Gap, Q&As, Performance Measurement, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Department of Labor, Equity Market Structure, Eugene Grygo, Fiduciary Rule, Jay Clayton, Minding the Gap, SEC Chairman Jay Clayton, Smarsh, Trump administration

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