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Asset Managers to Ramp Up Compliance Capabilities

March 22, 2017 by Louis Chunovic

New global regulations and volatile market liquidity are prompting a majority (56 percent) of surveyed asset managers and asset owners to increase their technology and operational capabilities over the next year, in order to better manage financial and other data needed to meet regulatory compliance deadlines. That’s the top-line takeaway from “Let’s Talk Liquidity: Opportunities… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Operational Risk, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Reporting Tagged With: data management, Fearless Girl, liquidity risk, regulatory compliance, SEC, State Street, wall street

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