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SEC Charges Six CPAs with ‘Stealing the Exam’

January 31, 2018 by Louis Chunovic

SEC Charges Six CPAs with ‘Stealing the Exam’

The SEC and the U.S. Attorney’s Office for the Southern District of New York report consequential charges against six certified public accountants — including former staff members at the Public Company Accounting Oversight Board (PCAOB) and former partners at KPMG LLP. Those charges are based on their alleged “participation in a scheme to misappropriate and… Read More >>

Filed Under: Securities Operations, Operational Risk, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), Back-Office, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: certified public accountants, criminal case, KPMG, leaked PCAOB data, Public Company Accounting Oversight Board (PCAOB), SEC, U.S. Attorney’s Office, use confidential information

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