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Grant Thornton Pays $4.5 Million to Settle SEC Case

December 8, 2015 by Eugene Grygo

A recent case involving auditor Grant Thornton and two of its affiliates is making it clear that the SEC is watching auditing firms closely and underscoring the need for securities firms to independently verify the data they get from them. In this latest legal action, the SEC’s findings led to Grant Thornton admitting wrongdoing and… Read More >>

Filed Under: Operational Risk, AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: Broadwind Energy, fines, Grant Thornton, Jeffrey Robinson, Melissa Koeppel, SEC

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