MiFID II came in with a whimper on January 3, 2018 instead of a bang thanks to the painstaking groundwork laid by banks and brokers. However, not everyone was as prepared as they should have been. According to a new report by voice recording specialists Red Box Recorders, 73 percent of IT Data Management (ITDM)… Read More >>
Regulation Compels Buy Side to Automate: SIX Financial Information Exec
A few things are clear to Robert Jeanbart, division CEO for the Financial Information part of the SIX Group businesses, despite a raucous year that featured an industry racing to meet the MiFID II deadline and other mandates from global regulators. The first moment of clarity is that the regulators have no intention of slowing… Read More >>
European Fixed Income Execs Troubled by MiFID II Deadline: Report
The MiFID II deadline is only weeks away but 45 percent of European fixed income heads recently surveyed say that they are still struggling to comply by Jan. 3, 2018, according to a new industry report. However, while MiFID II compliance is a top challenge, the inability to source liquidity looms even larger with 55… Read More >>
