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Morgan Stanley & MFUG Launch Credit Solutions Subsidiary

May 21, 2025 by FTF News

Morgan Stanley & MFUG Launch Credit Solutions Subsidiary

MUFG Morgan Stanley Credit Solutions Co. was recently launched by Mitsubishi UFJ Financial Group (MUFG) and Mitsubishi UFJ Morgan Stanley Securities Co. (MUMSS), in an effort to offer unique credit solutions to meet the changing financing needs of Japan, officials say. MUFG Morgan Stanley Credit Solutions Co., a subsidiary of MUFG and MUMSS, will serve… Read More >>

Filed Under: Securities Operations, Back Office, Buy-Side, Private Equity, Private Markets, Governance, Standards Tagged With: credit solutions, MFUG, Mitsubishi UFJ Morgan Stanley Securities Co., Morgan Stanley, private credit

MUFG Subsidiary Hit with Spoofing Fines & Penalties

September 27, 2018 by Eugene Grygo

MUFG Subsidiary Hit with Spoofing Fines & Penalties

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) has been fined and penalized on charges that it used spoofing tactics while engaging in the proprietary trading of Japanese government bond futures, which it will have to suspend from Oct. 9 to Oct 11 as a disciplinary measure. The actions were taken by the Osaka Exchange… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Operational Risk, Risk Management, Governance, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Japan Exchange Regulation, Mitsubishi UFJ Morgan Stanley Securities Co., Morgan Stanley, Securities and Exchange Surveillance Commission, spoofing tactics

FlexTrade, SmartStream Take On MiFID II

July 17, 2018 by FTF News

FlexTrade, SmartStream Take On MiFID II

FlexTrade Integrates SmartStream RDU for MiFID II FlexTrade and SmartStream report the integration of SmartStream’s reference data utility (RDU) with FlexTrade’s execution management system (EMS). The integration “offers mutual clients the ability to embed SmartStream RDU’s Systematic Internaliser (SI) registry information directly into the send order ticket, providing … clarity on counterparty SI status, prior… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Data Management, Operational Risk, Ops Automation, Risk Management, Governance, FinTech Trends, Back-Office, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Aixigo, Brian Filanowski, fintech, FinTech solutions, FlexTrade, integration, Investify, Ministry of Finance, Mitsubishi UFJ Morgan Stanley Securities Co., PMS, portfolio management system, SmartStream

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