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Multiple Shocks Are Driving Up Op Risks: OCC

November 18, 2020 by Louis Chunovic

Multiple Shocks Are Driving Up Op Risks: OCC

The banking system is under stress on multiple fronts. Stress from the pandemic. Stress from a defeated presidential candidate and his coterie of enablers, denying the results of the recent election, fomenting rancor and unrest and deepening the country’s ideological divide, all the while insisting that “we are rounding the turn,” even as coronavirus cases… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Operational Risk, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Industry News Tagged With: compliance, COVID-19, economic recession, OCC, Office of the Comptroller of the Currency (OCC), Op Risk, operational risk, operations, pandemic, risk management

Staying on Top of Ops Due Diligence for Hedge Funds

December 18, 2014 by Ryan Boysen

John Ward is an early riser, waking at 4 a.m. most days to catch the end of the trading day in Asia and still have plenty of time left over for morning correspondence with colleagues in Europe, if necessary. Currently a managing director and head of operational due diligence at specialist fund of funds, Gottex… Read More >>

Filed Under: Operational Risk Tagged With: due diligence, EIM, John Ward, Op Risk

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