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MiFID II Deadline Spurs Ops Overhauls for Firms

December 11, 2017 by Lynn Strongin Dodds

MiFID II Deadline Spurs Ops Overhauls for Firms

Although MiFID II is only four weeks away, buy- and sell-side firms are at different stages of preparation. For many, the goal is to cross the finish line on Jan. 3, 2018, but then to spend the rest of the year fine-tuning their systems and processes. “One of the unknowns is how many people are… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Middle-Office, Ops Automation, Settlement, Back-Office, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting Tagged With: DTCC, EU, LEIs, MiFID II, P&L, RPA, Tony Freeman

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