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Settlement Helps Steven A. Cohen Return in 2018

August 17, 2016 by Eugene Grygo

The ongoing saga of billionaire hedge fund manager, Steven A. Cohen, completed another episode with his settlement this week with the CFTC, which may help him create a path back to investing other peoples’ money by 2018 or beyond. The former hedge fund heavyweight Cohen settled with the SEC this past January after the regulator… Read More >>

Filed Under: Securities Operations, General Interest, AML/Fraud/Financial Crime, Regulation & Compliance, Industry News Tagged With: CFTC, Hedge fund, Mathew Martoma, Point72 Asset Management, S.A.C. Capital Advisors, SEC, Securities and Exchange Commission, Steven Cohen, trading, U.S. Department of Justice

Will Steven A. Cohen Return to the Fray in 2018?

January 14, 2016 by Eugene Grygo

Will Steven A. Cohen Return to the Fray in 2018?

Former hedge fund heavyweight Steven A. Cohen, who has just settled with the SEC, could return to managing other people’s money again in 2018. However, an internal memo that he penned and which was obtained by FTF News, indicates that Cohen may not automatically return to the fray. In the memo, Cohen acknowledges that he… Read More >>

Filed Under: FTF Bull Run Blog, Governance, Opinion, Minding the Gap, AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: fine, insider trading, Point72 Asset Management, PT72, S.A.C. Advisors, SEC, Stephen Cohen

Steven A. Cohen Accepts Two-Year Ban from Trading

January 13, 2016 by Louis Chunovic

Steven A. Cohen, who has been under investigation for the better part of a decade over insider trading charges by the SEC, can begin managing other people’s money again in 2018. Until then, according to a recent SEC settlement, Cohen is “prohibited from supervising funds that manage outside money … in order to settle charges… Read More >>

Filed Under: AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: fines, insider trading, Mathew Martoma, Point72 Asset Management, S.A.C. Capital Advisors, SEC, Stephen Cohen

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