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Broadridge Readies Mobile App for Proxy Voting

April 16, 2019 by Eugene Grygo

Broadridge Readies Mobile App for Proxy Voting

Post-trade systems and services provider Broadridge Financial Solutions is readying a mobile app for retail investors that is intended to improve investor participation in the proxy process. The vendor is saying that with the new app, slated to go live this week, investor voting will be easier because the new app will create “an intuitive,… Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Operational Risk, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Integration, Standards, KYC, Regulation & Compliance, Regulatory Reporting, Social Media, Industry News Tagged With: Broadridge, Broadridge Financial Solutions, post-trade systems, Proxy Voting, Tim Gokey

DTCC Proposes Post-Trade Framework for Token Platforms

March 14, 2019 by Eugene Grygo

DTCC Proposes Post-Trade Framework for Token Platforms

Post-trade systems and services provider DTCC is acknowledging that an emerging disruptive trend —  tokenized securities — may soon need a legal and regulatory framework formulated via regulators, trading venues, and the post-trade operations staffs of industry participants. The DTCC is also acknowledging that because of its unique position in the securities operations industry, it… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, General Interest, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: crypto transactions, crypto-assets, DLT, DTCC, Mark Wetjen, post-trade systems, risk management, tokenized securities

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