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Broadridge Acquisition Targets E.U. Data Distribution

May 11, 2018 by Eugene Grygo

Broadridge Acquisition Targets E.U. Data Distribution

Major industry player Broadridge Financial Solutions has acquired for an undisclosed sum service provider FundAssist Ltd., whose regulatory, marketing and sales offerings target global investment firms including those in North America doing business in Europe. “Based in Dublin, Ireland, FundAssist is a natural extension of Broadridge’s governance and communications business and brings a complete suite… Read More >>

Filed Under: Collateral & Margin Management, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Mergers & Acquisitions, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Governance, Back-Office, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Broadridge Financial Solutions, data management, FundAssist, M&A, MiFID II, Patricia Rosch, PRIIPs, UCITS

SIX’s New Hub Helps Firms Re-Use Regs Data

July 19, 2017 by Eugene Grygo

With wealth managers, assets managers, banks and other market participants in mind, SIX Financial Information, a data and services vendor, is launching a platform that facilitates the re-use of regulatory data and documentation thus easing some regulatory burdens, according to officials at SIX. The new hub is intended to structure and exchange product data, information… Read More >>

Filed Under: Securities Operations, Data Management, Ops Automation, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Reporting Tagged With: Alexander Dorfmann, automation, data management, KIDs, Markets in Financial Instruments Directive (MiFID II), MiFID II, PRIIPs, regulatory reporting, SIX Financial Information, UCITS

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