The Financial Industry Regulatory Authority (FINRA) reports that it has expelled Phoenix-based Lawson Financial Corporation, Inc. (LFC), and has barred Robert Lawson, LFC’s CEO and president, from the securities industry on charges of committing securities fraud when Lawson “sold millions of dollars of municipal revenue bonds to LFC customers.” The municipal revenue bonds Lawson sold… Read More >>
FINRA Charges Lawson Financial with Securities Fraud
The Financial Industry Regulatory Authority (FINRA) has filed a disciplinary complaint against Phoenix-based Lawson Financial Corp. Inc. (LFC) and Robert Lawson, LFC’s president and CEO, charging them with securities fraud in connection with the sale of “millions of dollars of municipal revenue bonds” to customers. FINRA further alleges in a statement that Robert Lawson and… Read More >>
