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Apollo Global Management Reaches $52.7M Settlement with SEC

August 25, 2016 by Eugene Grygo

Private equity giant Apollo Global Management has settled with the SEC for $52.7 million for alleged fee and conflict of interest violations while the firm counters that it has been enhancing its disclosure and compliance efforts related to these matters long before the regulator’s inquiry began. SEC officials are charging that four private equity fund… Read More >>

Filed Under: Securities Operations, Governance, Regulation & Compliance Tagged With: Andrew J. Ceresney, Apollo Global Management, Fund VI, regulators, SEC, SEC Enforcement Division, SEC officials, transparency

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