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Q&A: Firms Still in Limbo over T+2 Changes

November 30, 2015 by Eugene Grygo

(Editor’s Note: Matt Rodgers, senior manager at business consultancy Sapient Global Markets, thinks that it’s a little premature to know what IT infrastructure and solution changes will be required for the transition to trading day plus two settlement (T+2). The efforts of the DTCC, the Securities and Financial Market Association (SIFMA) and major industry players… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Industry News, Reconciliation & Exceptions, Settlement, General Interest, Regulation & Compliance, Derivatives, Regulatory Compliance, Industry News Tagged With: Broadridge, CFTC, DTCC, Industry Steering Committee, ISC, IT infrastructure, IT issues, Mary Jo White, OTC, OTC derivatives, over the counter derivatives, post trade, post trade reconciliations, Reconciliations, regulations, SEC, Securities and Financial Market Association, settlement process, shorter settlement, Sifma, T+2, T-zero

Tim Lind on T+2 and Wall Street Fines

January 26, 2015 by Eugene Grygo

Tim Lind on T+2 and Wall Street Fines

As the blizzard bears down on the Northeast, I had the time to review the additional comments from Tim Lind, the global head of financial regulatory solutions at Thomson Reuters. He talked to me last month about his major predictions for 2015 and his main concern was the Legal Entity Identifier standard (http://bit.ly/1yWE8YV). Yet the… Read More >>

Filed Under: Securities Operations, Settlement, Minding the Gap, AML/Fraud/Financial Crime, Regulation & Compliance Tagged With: compliance, Dodd-Frank, Europe, operations, reconciliation, shorter settlement, T+2

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