For this blog, I usually focus on the rarely seen, between-the-lines aspects of the major securities operations issues and trends that we cover via FTF News. I have tackled many subjects over the years and I hope I have brought more light than heat to many matters essential to helping firms optimize their operations. But,… Read More >>
SEC Pushing for Consolidated Audit Trail
The SEC voted late last month to move ahead with the final phase of the consolidated audit trail (CAT) project, part of a proposed national market system (NMS) plan to “create a single, comprehensive database that would enable regulators to efficiently track all trading activity in the U.S. equity and options market,” officials say. The… Read More >>
