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FINRA Shuffles Board of Governors

September 1, 2017 by Louis Chunovic

FINRA Fills Multiple Governance Posts  The Financial Industry Regulatory Authority reports several changes to its board of governors. Stephen M. Cutler, executive vice president and vice chairman, JPMorgan Chase & Co., has been elected as a large firm governor, one of three on the board.  Stephen A. Kohn, president and CEO, Stephen A. Kohn &… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Middle-Office, Operational Risk, Ops Automation, Risk Management, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Standards, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: Amy L. Webber, appointment, Aviva Investors, Bruce Tuckman, CFTC, FINRA, Gavin Counsell, IIROC, Kathleen A. Murphy, Sayee Srinivasan, self-regulatory organization (SRO), Stephen A. Kohn, Stephen M. Cutler, Sunil Krishnan, Susan Wolburgh Jenah

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