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CFTC Chairman Giancarlo to Step Down Next Year

December 14, 2018 by Eugene Grygo

CFTC Chairman Giancarlo to Step Down Next Year

J. Christopher Giancarlo will be leaving his post as chairman of the CFTC in April of next year and the Trump White House has nominated a Treasury Department official, Heath P. Tarbert, to be his replacement for a five-year term that will start April 14, 2019. If confirmed by the U.S. Senate, Tarbert, who now… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Ops Automation, Settlement, FinTech Trends, Back-Office, Blockchain/DLT, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: Brexit, CFTC Chairman J. Christopher Giancarlo, Dodd Frank Act, Heath P. Tarbert, People Moves, U.S. Senate

Senate Confirms Giancarlo as Next CFTC Chairman

August 3, 2017 by Eugene Grygo

The CFTC has a nearly full slate of commissioners with the U.S. Senate’s unanimous vote late yesterday to promote J. Christopher Giancarlo from acting chairman to chairman, and to confirm Brian D. Quintenz, a Republican, and Rostin Behnam, a Democrat, as new commissioners. Quintenz will join the CFTC from Saeculum Capital Management, “where he is… Read More >>

Filed Under: Regulation & Compliance, Derivatives, Industry News, People Moves Tagged With: Brian D. Quintenz, CFTC, Dawn Stump, GFI Group, J. Christopher Giancarlo, Rostin Behnam, Saeculum Capital Management, Sifma, U.S. Senate

Obama Announces Nominee for SIPC Chairman

November 13, 2014 by Eugene Grygo

Lawyer John E. Mendez has been nominated by President Barack Obama to serve as the chairman of the board of the Securities Investor Protection Corp. (SIPC), replacing Sharon Bowen, acting chair who stepped down in June, officials say. Mendez, a partner practicing in the New York and Los Angeles offices of Latham & Watkins, will… Read More >>

Filed Under: Industry News, People Moves Tagged With: compliance, Congress, Dodd-Frank, U.S. Senate

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