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SEC, U.S. Attorneys Target ‘Financial Con Artist’

February 6, 2018 by Eugene Grygo

SEC, U.S. Attorneys Target ‘Financial Con Artist’

SEC officials are alleging that “financial con artist” Nicholas Joseph Genovese is a convicted felon perpetrating a fraud by misrepresenting his money management and securities industry experience as he raises money for his hedge fund Willow Creek Investments LP. Describing Genovese as “a purported hedge fund manager in New York City with a brazen offering,”… Read More >>

Filed Under: Operational Risk, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: convicted felon, fraud, Nicholas Joseph Genovese, SEC, securities industry, U.S. Attorneys, Willow Creek Investments LP

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