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Bittrex Resolves SEC’s Charges for $24M

August 17, 2023 by Eugene Grygo

Bittrex Resolves SEC’s Charges for $24M

Crypto asset trading platform Bittrex Inc. and its co-founder and former CEO, William Shihara, have settled with the SEC and will pay $24 million in disgorgement, interest, and penalties over allegations that the platform was functioning as an unregistered national exchange, broker, and clearing agency although the defendants neither admit nor deny the SEC’s allegations…. Read More >>

Filed Under: Securities Operations, Operational Risk, Ops Automation, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, Bittrex, blockchain, compliance, cryptocurrency, cryptocurrency trading, regulatory reporting, SEC, Securities Operations, Standards

Time for a Crypto Cop?

August 23, 2018 by Eugene Grygo

Time for a Crypto Cop?

Many people have been wondering when the controversial crypto currency phenomenon will get the regulatory oversight needed to provide safeguards for investors and other participants. In the U.S., the SEC and CFTC are pursuing guidelines and enforcement actions as the crypto efforts move full speed ahead. I’m certain that the regulators would appreciate additional help… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Ops Automation, Risk Management, General Interest, Governance, FinTech Trends, Blockchain/DLT, Standards, Minding the Gap, Regulation & Compliance, Cybersecurity, Industry News Tagged With: bitFlyer, Bitstamp, Bittrex, CFTC, cryptocurrency, Digital Asset, Eugene Grygo, John Roth, Minding the Gap, Opinion, regulatory landscape, SEC, Virtual Commodity Association

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