FTF News

  • Sign-Up for FTF Email Alerts
  • Login
FTF NEWS
Subscribe Now
  • Home
  • News
  • Events
  • Awards
  • Research
  • FTF SERVICES
  • Podcast
  • Bull Run Blog

A.I. Is a Force Multiplier for Ops Teams: SS&C

July 2, 2025 by Eugene Grygo

A.I. Is a Force Multiplier for Ops Teams: SS&C

(Applying artificial intelligence (A.I.) to securities operations is “definitely a force multiplier,” says Rob Stone, senior vice president and general manager of intelligent automation and analytics at SS&C Technologies, in this FTF News Q&A. For the past two years, Stone has been getting to know all that SS&C Blue Prism can do for A.I.-powered automation,… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Clearing, Corporate Actions, Data Management, Hedge Fund Operations, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Settlement, Artificial Intelligence, FinTech Trends, Opinion, Q&As, Cybersecurity, Regulatory Compliance, Economic Sanctions Tagged With: AI technologies, artificial intelligence (AI), automation, back office, Blue Prism, Buy-side, compliance, digital workers, Large Language Models (LLM), robotic process automation (RPA), Securities Operations, SS&C Technologies

SEC Chair Declares New Era of Reasonable Deadlines

July 2, 2025 by Eugene Grygo

SEC Chair Declares New Era of Reasonable Deadlines

“The days of unreasonable deadlines have passed,” declared SEC Chairman Paul S. Atkins late last month. The head of the SEC was referring to the commission’s vote to extend the compliance date to June 30, 2026, for the amendments to the broker-dealer “Customer Protection Rule (a.k.a. Rule 15c3-3).” “This extension will provide more time for broker-dealers… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Corporate Actions, Data Management, Operational Risk, Ops Automation, Sell-Side, Digital Transformation, Opinion, Minding the Gap, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, broker/dealers, compliance, institutional investors, investor protections, SEC, Securities Operations, Standards, wall street

AutoRek Launches Recs Platform for Crypto Ops

July 2, 2025 by FTF News

AutoRek Launches Recs Platform for Crypto Ops

AutoRek, a provider of automated reconciliation and financial control solutions, has launched Mion, a data management and reconciliation platform targeting a gap in the market for financial institutions — cryptocurrency and digital asset operations, officials say. Mion offers “unprecedented precision” because it offers “processing up to 20 digits before and 18 after the decimal point… Read More >>

Filed Under: Back Office, Ops Automation, Risk Management, Settlement, Digital Asset Custody, Digital Transformation, FinTech Trends, Blockchain/DLT, Integration, Standards Tagged With: Automated Reconciliation, automation, crypto operations, crypto transactions, data management, data reconciliation, Securities Operations

Mereo Insurance Taps Northern Trust Asset Servicing

June 25, 2025 by FTF News

Mereo Insurance Taps Northern Trust Asset Servicing

A new reinsurance firm, Mereo Insurance Ltd., has tapped Northern Trust Asset Servicing to provide custody services and institutional brokerage solutions, which means that it will act as a broker for Mereo’s trade execution needs, officials say. In addition, the Northern Trust Asset Management (NTAM) unit will manage “a portion of Mereo’s fixed income portfolio… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Corporate Actions, Data Management, Ops Automation, Risk Management, Settlement, Governance, Digital Transformation, FinTech Trends, Integration, Standards Tagged With: automation, data management, operational risk, outsourcing, Reinsurance, Securities Operations

Partior Links to OSTTRA’s FX PvP Settlement Service

June 25, 2025 by FTF News

Partior Links to OSTTRA’s FX PvP Settlement Service

Partior, a provider of DLT-based wholesale settlement for tokenized instruments, has a new link to the on-demand FX payment-versus-payment (PvP) settlement service from OSTTRA and Baton Systems, officials say. The new integration between Baton’s and Partior’s DLT-based systems “expands participants’ options for settling FX transactions with PvP protection to include using tokenized commercial bank facilities…. Read More >>

Filed Under: Securities Operations, Back Office, Buy-Side, Data Management, FX Operations, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Digital Transformation, Back-Office, Blockchain/DLT, Integration, Standards, Industry News Tagged With: automation, back office, blockchain, compliance, data management, FX markets, FX settlement, FX traders, Securities Operations

Sifma & Arteria AI Take On U.S. Treasury Clearing

June 25, 2025 by Eugene Grygo

Sifma & Arteria AI Take On U.S. Treasury Clearing

It’s fascinating when solutions based on artificial intelligence (A.I.) can transform a manual process into something that is not only automated but completely redesigned. As many of you know, the Securities and Exchange Commission (SEC) is requiring the centralized clearing of U.S. Treasury securities repurchase transactions, with the first compliance deadline being Dec. 31, 2026,… Read More >>

Filed Under: Securities Operations, Back Office, Buy-Side, Data Management, Operational Risk, Ops Automation, Risk Management, Settlement, Governance, Artificial Intelligence, FinTech Trends, Integration, Standards, Opinion, Minding the Gap, Regulation & Compliance Tagged With: automation, back office, clearing, compliance, data management, digital documentation, repo, Securities Operations, US Treasury clearing

Calero Automates the Management of LSEG Entitlements

June 25, 2025 by FTF News

Calero Automates the Management of LSEG Entitlements

Automation has come to the management of the London Stock Exchange Group’s Refinitiv Data Platform (Hosted) via a new application programming interface (API) link and eBonding capabilities from Calero, a solutions provider for managing the cost and compliance of market data, officials say. The Calero support is intended to help heads of market data and… Read More >>

Filed Under: Securities Operations, Back Office, Corporate Actions, Data Management, Operational Risk, Digital Transformation, Regulatory Compliance, Regulatory Reporting Tagged With: automation, back office, compliance, data management, market data management, market data solutions, Securities Operations, Standards, wall street

30% of E.U. Firms Have No T+1 Plans

June 22, 2025 by Faye Kilburn

30% of E.U. Firms Have No T+1 Plans

Almost three in 10 firms have yet to begin any planning for Europe’s T+1 transition, scheduled to take effect on Oct. 11, 2027, according to a new research report, with a further two in ten — representing 19 percent of respondents — still in the process of scoping the necessary work. The remaining firms, however,… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Data Management, Operational Risk, Settlement, T+1 Settlement, Digital Transformation, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: automation, back office, operational risk, Securities Operations, Standards, T+1, T+1 settlement, T+1 transition

SEC & CFTC Extend Form PF Amendments Deadline Again

June 20, 2025 by Eugene Grygo

SEC & CFTC Extend Form PF Amendments Deadline Again

Ops and compliance teams are likely breathing a sigh of relief after the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) extended the compliance date for the amendments to Form PF from June 12 to October 1, 2025, in an eleventh-hour move. However, the deadline extension could give SEC Chairman Paul S. Atkins… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Back Office, Buy-Side, Hedge Fund Operations, Private Equity, Operational Risk, Ops Automation, Private Markets, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting Tagged With: automation, CFTC, data management, Form PF, SEC, Securities Operations, Standards, wall street

Outdated IT Spurs Staff & Customer Frustrations

June 18, 2025 by Eugene Grygo

Outdated IT Spurs Staff & Customer Frustrations

(Financial services firms need to keep their IT infrastructure current or risk pushback from staff and clients, says Kristin Ferguson, CFE, CAMS, CFI, senior director, enterprise investigations, TIAA- Nuveen, in an FTF News Q&A. At TIAA-Nuveen, Ferguson’s responsibilities include conducting and overseeing targeted, highly sensitive investigations, including but not limited to: embezzlement, bribery/kickbacks, vendor fraud,… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Data Management, Middle-Office, Operational Risk, Ops Automation, Artificial Intelligence, Digital Transformation, Integration, Standards, Opinion, Q&As, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Enforcement, Cybersecurity Tagged With: AML, AML/Fraud/Financial Crime, automation, back office, bribery, compliance, data management, embezzlement, know your customer (KYC), operational risk, Securities Operations, Standards, wall street

  • Home
  • FTF SERVICES
  • News
  • FTF Bull Run Blog
  • Contact
  • Events
  • Privacy
  • About
  • FTF Research Institute
  • Awards
  • Terms
  • Buyer’s Guide
  • Reprints

Follow Us

Copyright © FTF News 2019 Financial Technologies Forum LLC

Join FTF
Premier Today!

Already a Member? Click here to Login

Unlimited FTFNews.com article access
FTF Special Reports
Digital issues of FTF Focus Magazine
Video Interviews
Podcasts
Weekly News Alerts
Discount on FTF Conferences and Events
Discount on FTF Training Seminars
Print Issues of FTF Focus Magazine
Annual delivery of printed FTF Buyer's Guide
Online Trial
Try FTF Premier
Online
$1
For 4 Weeks
 
 
 
 
FTF Premier FULL
FTFNEWS.COM
MEMBERSHIP
$10$120
PER MONTHPER YEAR
FTF ON DEMAND
TRY FTF PREMIER ONE
ARTICLE AT A TIME
$1.99
AND UP
$1.99 PER ARTICLE
$9.99 PER REPORT
$9.99 PER ISSUE
 
 
 
 
 
 
 

Join FTF
Premier Today!

Already a Member? Click here to Login

Unlimited FTFNews.com article access
FTF Special Reports
Digital issues of FTF Focus Magazine
Video Interviews
Podcasts
Weekly News Alerts
Discount on FTF Conferences and Events
Discount on FTF Training Seminars
Print Issues of FTF Focus Magazine
Annual delivery of printed FTF Buyer's Guide
Online Trial
Try FTF Premier
Online
$1
For 4 Weeks
 
 
 
 
FTF Premier FULL
FTFNEWS.COM
MEMBERSHIP
$10$120
PER MONTHPER YEAR
FTF ON DEMAND
TRY FTF PREMIER ONE
ARTICLE AT A TIME
$1.99
AND UP
$1.99 PER ARTICLE
$9.99 PER REPORT
$9.99 PER ISSUE
 
 
 
 
 
 
 
  • Home
  • News
  • Events
  • Awards
  • FTF Research Institute
  • FTF SERVICES
  • Bull Run Blog
  • Email Alerts
  • Log In
  • My Account
  • Log Out