FTF News

Image Banner
  • Sign-Up for FTF Email Alerts
  • Login
FTF NEWS
Subscribe Now
  • Home
  • News
  • Events
  • Awards
  • FTF Research Institute
  • FTF SERVICES
  • Jobs Market

Broadridge POC Explores A.I. & Operations

September 21, 2023 by Eugene Grygo

Broadridge POC Explores A.I. & Operations

Broadridge Financial Services is exploring how artificial intelligence technologies combined with the provider’s logical data model BRx can be applied to capital markets, including front-to-back-office applications across asset classes. The proof-of-concept (POC) effort has only been underway for the past three weeks, says Hugh Daly, general manager, data and enterprise solutions, at Broadridge. Daly told FTF News about the… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Corporate Actions, Data Management, General Ops, Performance Measurement, Reconciliations, Settlement and T+2, Derivatives Processing, FinTech Ops, Artificial Intelligence, Back-Office, Integration, Middle-Office, Risk Management, Standards, Regulation & Compliance, AML/Fraud/Financial Crime, Governance, KYC, Operational Risk, Regulatory Reporting Tagged With: artificial intelligence (AI), automation, back office, SWIFT, Standards, Sibos, wall street, regulatory reporting, operational risk, Securities Operations

SEC Wants to Rein In Predictive Analytics

August 10, 2023 by Eugene Grygo

SEC Wants to Rein In Predictive Analytics

The SEC has approved a proposal that attempts to control firms’ usage of predictive data analytics and it has opened a new rift as key commissioners say the regulator is overreaching and preventing investors from benefitting from new technology all in the name of preventing firms from putting their interests first. The new rules under consideration, which… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Buy-Side, Data Management, General Ops, FinTech Ops, Artificial Intelligence, Back-Office, Integration, Standards, Regulation & Compliance, AML/Fraud/Financial Crime, Cybersecurity, Governance, KYC, Operational Risk, Regulatory Reporting Tagged With: artificial intelligence (AI), machine learning, natural language processing, predictive analytics, neural networks, SEC, data management, wall street, operational risk, Securities Operations

Evidology Systems Applies A.I. to Compliance & Other News

July 12, 2023 by FTF News

Evidology Systems Applies A.I. to Compliance & Other News

QED Platform Uses A.I. for Deeper Analysis Regulatory technology provider Evidology Systems reports that the company is using artificial intelligence (AI) technology to implement extensions of its core QED (Quality and Evidence Driven) platform to enable scenario analysis of its underlying model “inside third-party applications and workflows.” The QED platform is a “unique combination of… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Blockchain/DLT, Buy-Side, Data Management, Outsourcing, Performance Measurement, Reconciliations, Settlement and T+2, Regulation, FinTech Ops, Back-Office, Middle-Office, Risk Management, Standards, Regulation & Compliance, Governance, KYC, Operational Risk, Regulatory Reporting Tagged With: artificial intelligence (AI), automation, back office, compliance, OTC derivatives, outsourcing, OMS, EMS, regulatory reporting, chief investment officer, Securities Operations

Broadridge’s NYFIX Links to Linedata OMS & Other News

April 21, 2023 by FTF News

Broadridge’s NYFIX Links to Linedata OMS & Other News

Broadridge Expands Partnership with Linedata The NYFIX Matching solution from Broadridge Financial Solutions will be integrated with the Longview order management system (OMS) from Linedata to provide more automation for NYFIX’s middle- and back-office functions, officials say. To make more automation possible, Broadridge expanded its partnership with Linedata, a provider of asset management and credit… Read More >>

Filed Under: Digital Transformation, ESG, Securities Operations, Automation, Blockchain/DLT, Buy-Side, Corporate Actions, Data Management, General Ops, Outsourcing, Performance Measurement, Reconciliations, Settlement and T+2, Derivatives Operations, FinTech Ops, Regulation & Compliance, Governance, KYC, Operational Risk, Regulatory Reporting, Industry News, Human Interest Tagged With: environmental, environmental, social and governance (ESG), artificial intelligence (AI), A.I., stablecoin, automation, back office, Societe Generale, AML, OMS, blockchain, wall street, Broadridge Financial Solutions, Securities Operations

Time to Rethink A.I.?

April 19, 2023 by Louis Chunovic

Time to Rethink A.I.?

You don’t need artificial intelligence (A.I.) to predict what the economy is up to, or the perils of global climate change, or even what the local weather will be like next weekend. But that does appear to be where we are headed. Don’t just take it from FTF News. Ask Jamie Dimon, the chief executive… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Buy-Side, Data Management, General Ops, Derivatives Operations, Regulation, FinTech Ops, Artificial Intelligence, Back-Office, Standards, Regulation & Compliance, Governance, KYC, Industry News, Human Interest Tagged With: artificial intelligence (AI), A.I., automation, back office, data management, Standards, wall street, Jamie Dimon, operational risk, Securities Operations

NYDFS Bolsters Crypto Fraud Monitoring Tools & Other News

February 23, 2023 by FTF News

NYDFS Bolsters Crypto Fraud Monitoring Tools & Other News

NYDFS Redoubles Crypto Fraud Detection Efforts The New York State Department of Financial Services (NYDFS) has improved its cryptocurrency fraud detection of New York State-regulated entities via “new insider trading and market manipulation risk monitoring tools,” according to  Adrienne A. Harris, superintendent for the NY DFS. The new monitoring tools will help NY DFS detect… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Buy-Side, Data Management, General Ops, Performance Measurement, Derivatives Operations, Collateral Management, FinTech Ops, Artificial Intelligence, Back-Office, Middle-Office, Risk Management, Standards, Regulation & Compliance, AML/Fraud/Financial Crime, Governance, KYC, Operational Risk, Regulatory Reporting, Industry News, People Moves, Human Interest Tagged With: artificial intelligence (AI), automation, back office, operations, Buy-side, regulatory reporting, Financial Crime, fines, Securities Operations, New York State Department of Financial Services (NYDFS)

A.I. for Recs Will Need Human Oversight: Q&A

January 9, 2023 by Eugene Grygo

A.I. for Recs Will Need Human Oversight: Q&A

(Editor’s note: The financial services industry “is unique and will always require human interaction to cover things like reviews and approvals. It is, however, possible that robots could cause somewhat of a disruption in the financial industry, especially in technology sectors,” says Julian Trostinsky, global director of customer success for Gresham Technologies, in this second… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Buy-Side, Corporate Actions, Data Management, General Ops, Outsourcing, Derivatives Operations, Derivatives Processing, Artificial Intelligence, Back-Office, Regulation & Compliance Tagged With: artificial intelligence (AI), automation, back office, data management, compliance, reconciliation, wall street, collateral management, operational risk

StanChart Uses A.I. for Onboarding Funds & Other News

April 28, 2022 by FTF News

StanChart Uses A.I. for Onboarding Funds & Other News

Standard Chartered Joins the Saphyre Platform Standard Chartered’s capital markets division is using a platform that applies artificial intelligence (A.I.) to the onboarding process for new funds and for the maintenance of those funds, say officials at Saphyre, which is the name of the platform and the financial technology vendor that created it. The patent-approved… Read More >>

Filed Under: Securities Operations, Automation, Blockchain/DLT, Buy-Side, Data Management, General Ops, Outsourcing, Performance Measurement, Reconciliations, Settlement and T+2, Derivatives Operations, FinTech Ops, Artificial Intelligence, Back-Office, Middle-Office, Risk Management, Standards, Governance, KYC, Operational Risk, Regulatory Reporting, Industry News, People Moves, Human Interest Tagged With: artificial intelligence (AI), A.I., automation, back office, data management, compliance, reconciliation, blockchain, Buy-side, BNY Mellon, operational risk, Securities Operations

SS&C Applies A.I. to Fund Administration & Other News Briefs

March 9, 2022 by FTF News

SS&C Applies A.I. to Fund Administration & Other News Briefs

SS&C GoCentral Uses A.I. & BPR SS&C Technologies has launched a fund administration platform, dubbed GoCentral, that uses artificial intelligence (A.I.) to facilitate a unified platform for accessing information and systems, officials say. In addition to A.I., the web platform leverages business process re-engineering (BPR) “in an exception management-based approach to optimize front, middle and… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Corporate Actions, Data Management, General Ops, Derivatives Processing, FinTech Ops, Artificial Intelligence, Back-Office, Integration, Middle-Office, Risk Management, Standards, Regulation & Compliance, AML/Fraud/Financial Crime, Cybersecurity, Governance, KYC, Operational Risk, Regulatory Reporting, Industry News Tagged With: artificial intelligence (AI), U.S. sanctions, economic sanctions, automation, back office, compliance, operations, SS&C, settlement, operational risk, Indexes, google, MSCI Inc., Securities Operations

Ops Comes Second for Digital Overhauls: Survey

January 28, 2022 by Eugene Grygo

Ops Comes Second for Digital Overhauls: Survey

When it comes to deciding which division within a financial services firm should get priority for a digital overhaul, the operations and the sales and marketing groups come second to teams overseeing customer experiences, according to a new survey about next generational technology conducted by Broadridge Financial Solutions. The report, “Fast-tracking digital transformation through next-gen… Read More >>

Filed Under: Digital Transformation, Securities Operations, Automation, Blockchain/DLT, Buy-Side, Data Management, General Ops, FinTech Ops, Artificial Intelligence, Back-Office, Integration, Middle-Office, Risk Management, Standards, Regulation & Compliance, Operational Risk, Industry News, Human Interest Tagged With: artificial intelligence (AI), automation, back office, data management, compliance, operations, cloud computing, Broadridge Financial Solutions, operational risk, manual processes, Securities Operations, distributed ledger technology (DLT)

  • Home
  • FTF SERVICES
  • News
  • Blog
  • Contact
  • Events
  • Privacy
  • About
  • FTF Research Institute
  • Awards
  • Terms
  • Buyer’s Guide
  • Reprints

Follow Us

Copyright © FTF News 2019 Financial Technologies Forum LLC

Join FTF
Premier Today!

Already a Member? Click here to Login

Unlimited FTFNews.com article access
FTF Special Reports
Digital issues of FTF Focus Magazine
Video Interviews
Podcasts
Weekly News Alerts
Discount on FTF Conferences and Events
Discount on FTF Training Seminars
Print Issues of FTF Focus Magazine
Annual delivery of printed FTF Buyer's Guide
Online Trial
Try FTF Premier
Online
$1
For 4 Weeks
 
 
 
 
FTF Premier FULL
FTFNEWS.COM
MEMBERSHIP
$10$120
PER MONTHPER YEAR
FTF ON DEMAND
TRY FTF PREMIER ONE
ARTICLE AT A TIME
$1.99
AND UP
$1.99 PER ARTICLE
$9.99 PER REPORT
$9.99 PER ISSUE
 
 
 
 
 
 
 

Subscribe to our Newsletter

  • This field is for validation purposes and should be left unchanged.
  • Home
  • News
  • Events
  • Awards
  • FTF Research Institute
  • FTF SERVICES
  • Jobs Market
  • Email Alerts
  • Log In
  • My Account