Broadridge Financial Solutions, a provider of securities operations services, systems, and software, has launched an investment and expanded partnership with DeepSee, an agentic AI technology developer based in Draper, Utah. The agreement specifies that Broadridge will take “a minority ownership stake in DeepSee and marks a significant milestone in Broadridge’s strategy to leverage AI and… Read More >>
Options Clearing Corp. Deploys AWS Generative AI Offering
Equity derivatives clearing organization, the Options Clearing Corp. (OCC), reports that it has successfully implemented generative artificial intelligence (A.I.) technology from Amazon Web Services (AWS) in a bid to “streamline internal development processes and enhance operational efficiency,” officials say. The deployment of AWS GenAI is yielding improvements in: Code Testing: the implementation has cut time… Read More >>
Rivvit’s ‘Virtual Analyst’ Lets Firms Talk to Data
Rivvit Inc., a data management and reporting solutions provider, now offers a virtual analyst that uses artificial intelligence (A.I.) technologies to help end-users at investment management firms use natural language conversations to interact with data and documents. Rivvit’s virtual assistant is intended to help front, middle, and back-office teams retrieve natural language answers about portfolio… Read More >>
Can AML Systems That Use A.I. Avoid Hallucinations?
(David Caruso is vice president of financial crime compliance at WorkFusion, which describes itself as a pioneer in A.I. agents for financial crime compliance. A financial crime risk and compliance industry veteran, Caruso has worked as a former special agent with the U.S. Secret Service and as a builder of AML and sanctions compliance programs… Read More >>
Clearwater Analytics Embeds GenAI Into Its Ops Platform
Clearwater Analytics (CWAN), a cloud-native provider of an integrated, front-to-back office operations platform for institutional investors, has unveiled CWAN GenAI, a “production-ready” layer embedded with generative artificial intelligence capabilities intended to improve investment management, risk management, reporting, and securities operations across more than $10 trillion in institutional assets, officials say. CWAN clients can access CWAN… Read More >>
SS&C Makes AI Agents Available via Managed Services
SS&C Technologies recently launched a catalogue of agentic artificial intelligence managed services offerings for financial services firms that are intended to streamline operations by being combined with workflow capabilities. The SS&C AI Agent catalogue, based on the offerings from SS&C Blue Prism, was unveiled at SS&C’s Deliver conference in Phoenix late last month. “Delivered as a… Read More >>
AI in Finance: Pilots, Promises, and a Reality Check
AI pilots are everywhere — but only those built on strong data and human oversight will deliver lasting change.
Clearwater Analytics Updates Offerings for Alternative Assets
Investment management technology provider Clearwater Analytics (CWAN) has made “significant enhancements to its Alternative Assets Solution,” using agentic artificial intelligence technologies that will help clients manage the scalability and compliance challenges of the $2.5 trillion private credit market. Officials made the announcement at CWAN’s annual user conference, Connect ’25, held Sept. 15-17 in Boise, Idaho… Read More >>
A.I. Tops the Worry List for Compliance: Survey
The researchers behind the 2025 Investment Management Compliance Testing (IMCT) Survey declare that they have found “a new king of compliance topics:” the adoption of technologies that use artificial intelligence (A.I.) The 20th IMCT Survey, which provides insight into compliance testing practices and priorities, was based on polling 577 compliance professionals. “This year’s results highlight… Read More >>
A.I. Is a Force Multiplier for Ops Teams: SS&C
(Applying artificial intelligence (A.I.) to securities operations is “definitely a force multiplier,” says Rob Stone, senior vice president and general manager of intelligent automation and analytics at SS&C Technologies, in this FTF News Q&A. For the past two years, Stone has been getting to know all that SS&C Blue Prism can do for A.I.-powered automation,… Read More >>
