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Progress Report on ASX’s CHESS Moves

July 1, 2026 by Eugene Grygo

Progress Report on ASX’s CHESS Moves

Officials at the Australian Stock Exchange (ASX) recently acknowledged that they have settled with their regulator, the Australian Securities & Investments Commission (ASIC), and ended the legal proceedings that were part of a major rebuke by ASIC in response to ASX statements made in 2022 about the status of a major back-office operations replacement project… Read More >>

Filed Under: Securities Operations, Back Office, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Governance, Digital Transformation, Back-Office, Integration, Standards, Opinion, Minding the Gap, Regulation & Compliance, Regulatory Enforcement Tagged With: Australian Securities Exchange (ASX), automation, back office, CHESS, data management, Securities Operations

A ‘Tough’ Rebuke Spurs a Reset for ASX

April 8, 2026 by Eugene Grygo

A ‘Tough’ Rebuke Spurs a Reset for ASX

In the wake of a final “tough” rebuke by the Australian Securities & Investments Commission (ASIC), officials at the Australian Stock Exchange (ASX) say that reforms intended to transform the IT infrastructure, governance, and culture of the company are well underway, facilitating a reset that ASIC says is necessary. ASIC’s recently released final report found:… Read More >>

Filed Under: Securities Operations, Back Office, Buy-Side, Clearing, Corporate Actions, Data Management, Operational Risk, Ops Automation, Risk Management, Sell-Side, Settlement, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: Australian Securities and Investments Commission (ASIC), Australian Securities Exchange (ASX), back office, CHESS, corproate culture, data management, DLT/blockchain initiative, IT infrastructures, Securities Operations, Standards

Digital Asset Launches Developer Program for Smart Contracts

April 20, 2018 by Eugene Grygo

Digital Asset Launches Developer Program for Smart Contracts

Digital Asset, a pioneer of distributed ledger technology (DLT) for financial services, is launching a developer program for writing smart contracts via the Digital Asset Modeling Language, an attempt to bring DAML to “a wider audience” that will pave the way for more applications to run via the vendor’s flagship platform. “DAML is the enterprise… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Middle-Office, Operational Risk, Ops Automation, Settlement, General Interest, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Regulatory Compliance, Industry News Tagged With: CHESS, DAML, Dan O’Prey, Digital Asset, Digital Asset Modeling Language, distributed ledger technology (DLT), DTCC, financial services, Rob Palatnick

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