Custodian Northern Trust reports that it is helping its clients “optimize claim recoveries and increase engagement in settlement processes” by offering them the proprietary global class action technology from services, systems, and software provider Broadridge Financial Solutions. “Enhancements available with the new service include expanded coverage for more than 35 markets and, for the first… Read More >>
CFTC Gives Compliance Officers More Time to File Annual Reports
Chief compliance officers at futures commission merchants (FCMs), swap dealers, and major swap participants may have more time to file annual reports because of amendments that the CFTC is proposing for a key regulation. CFTC officials announced on August 9 that it will be publishing in the Federal Register proposed amendments to CFTC regulation 3.3… Read More >>
