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SEI Acquires Finomial

October 29, 2021 by FTF News

SEI Acquires Finomial

Finomial Technology to Be Added to SEI Platforms   SEI reports the acquisition of Finomial, which it characterizes as an “investor lifecycle management firm offering cloud-native financial technology. The technology is expected to be added to SEI’s existing investor-focused platforms to further enhance automation and digitization capabilities, as well as reporting and transparency.” SEI’s current… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Middle-Office, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, Diversity, Equity, and Inclusion (DEI), Digital Transformation, FinTech Trends, Back-Office, Standards, Regulatory Compliance, Industry News, People Moves Tagged With: automation, back office, CBOE Holdings Inc., collateral management, compliance, operations, OTC derivatives, Securities Operations, SEI, settlement

Securian Trust Employs SEI’s Cloud-Based Platform

March 12, 2019 by FTF News

Securian Trust Employs SEI’s Cloud-Based Platform

SEI Client to Focus on Automation & Integration    SEI reports that Securian Trust Company, an SEI client since 2009, will adopt its wealth platform, intended to “provide a seamless experience for … clients and the advisors that serve them.” The platform, SEI says, is a “fully-integrated, single-infrastructure technology solution developed to support client relationship management,… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Clearing, Data Management, Middle-Office, Operational Risk, Outsourcing, Governance, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Compliance, Industry News Tagged With: Chantal Rouleau, cloud-based platform, collateral management, data collection, financial institutions, FX, IHS Markit, margin lending, NRI, order and execution management system, OTC, over the counter, Pierre Schroeder, securities financing, securities lending, SEI, TradingScreen, wealth management

SEI Picks Milestone Group Platform for OCIO Business

February 23, 2017 by Eugene Grygo

SEI, a provider of asset management and investment operations solutions, has decided to use a multi-asset software platform from the Milestone Group to bolster its outsourced chief investment officer (OCIO) efforts. OCIO services vary by provider and can include: asset allocation advice; manager monitoring, research and selection; trust and custody services; and administration services, according… Read More >>

Filed Under: Securities Operations, Buy-Side, Middle-Office, Ops Automation, Outsourcing, Reconciliation & Exceptions, FinTech Trends, Back-Office Tagged With: back office, cloud computing, data management, middle office, Milestone Group, Reconciliations, SEI

CFTC Gives Compliance Officers More Time to File Annual Reports

August 11, 2016 by Eugene Grygo

Chief compliance officers at futures commission merchants (FCMs), swap dealers, and major swap participants may have more time to file annual reports because of amendments that the CFTC is proposing for a key regulation. CFTC officials announced on August 9 that it will be publishing in the Federal Register proposed amendments to CFTC regulation 3.3… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Corporate Actions, Middle-Office, FinTech Trends, Back-Office, Integration, Standards, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance Tagged With: Broadridge Financial Solutions, CFTC, class action services, corporate actions, Deloitte, FCM, futures commission merchants, OpenFin, Proxy Voting, SEI, Standards, Symphony Software Foundation, tax reporting, ThreatConnect

Have a Great Thanksgiving and Enjoy Our SMAC Chats

November 25, 2015 by Eugene Grygo

Have a Great Thanksgiving and Enjoy Our SMAC Chats

Financial Technologies Forum (FTF) and its news division FTF News will be closed Thursday and Friday, so that we can take a short break over the Thanksgiving holiday weekend. We will be returning with hot news for the Monday morning after Thanksgiving. But, in the meantime, we will be offering extremely useful content for the… Read More >>

Filed Under: Industry News, General Interest, Opinion, Minding the Gap, Regulation & Compliance, Social Media, Industry News Tagged With: al raymond, Amy Sitnick, Beth Wood Leidt, blogging, branding, compliance, customer experience, Deloitte, Financial Technologies Forum, FTF News, FTFSMAC, Guardian Life Insurance, Kerry Ryan, Legg Mason, Michelle Chastain, Primerica, SEI, SMAC, social media, social media and compliance, social media crisis, social media strategy, TD Bank, Thanksgiving

SEI Aims for Centralized Compliance via New Platform

September 17, 2015 by Louis Chunovic

SEI, the Oaks, Pa.-based asset manager and technology provider, has introduced its new global regulatory risk and compliance platform, which it characterizes as centralizing the “handling of an investment firm’s regulatory and compliance functions across investment vehicles, products, and jurisdictions around the globe.” The platform was developed by SEI’s investment manager services (IMS) division, to… Read More >>

Filed Under: Securities Operations, Industry News, Risk Management, FinTech Trends, Regulation & Compliance, Regulatory Compliance Tagged With: compliance platform, compliance risk, global regulatory risk, SEI

SEI, SmartStream to Build Recs Utility

May 6, 2014 by Louis Chunovic

SEI, an asset manager and financial technology provider, will be collaborating with post-trade systems and services vendor SmartStream Technologies to build a reconciliations utility that will help SEI better serve wealth management clients with cash, transactions and securities positions from a single reconciliation platform, report SmartStream officials. As part of the effort to create the… Read More >>

Filed Under: Securities Operations, Reconciliation & Exceptions, General Interest, Industry News Tagged With: reconciliation, SEI, SmartStream

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