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Liquidnet Targets Corporate Bonds & Other Briefs

February 9, 2022 by FTF News

Liquidnet Targets Corporate Bonds & Other Briefs

Liquidnet Offers a Direct Link to Syndicate Banks    Agency broker Liquidnet is focusing on the issuance process for corporate bonds via a new feature that aims to bring straight through processing to the front-to-middle office workflow. The new function of the Liquidnet Primary Markets service helps investors communicate directly with syndicate banks via their… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Ops Automation, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, Back-Office, Standards, ESG Data & Investing, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, Buy-side, carbon trading, CFTC, compliance, consultancy, data management, derivatives, electronic trading, greenhouse gas emissions, operational risk, Securities Operations

How ‘Eight of Nine’ Makes Regulatory Compliance Fun

January 21, 2015 by Ryan Boysen

Words like whimsical aren’t often used to describe the corporate culture and public branding of financial consultancy firms. A quick glance at 8of9’s website, however, makes clear they’re not your average consultancy. With a graphic of a perky young professional eagerly giving a “thumbs up” accompanied by text advertising 8of9’s “team of nerds” and casual references… Read More >>

Filed Under: Regulation & Compliance Tagged With: 8of9, consultancy, FINRA 4210, Mary Kopczynski, regulatotion

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