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Wedbush Forms Cross-Border Alliance to South Korea

July 25, 2024 by Eugene Grygo

Wedbush Forms Cross-Border Alliance to South Korea

Wedbush Financial Services (WFS), a financial services holding company and parent company of Wedbush Securities Inc., has signed a strategic alliance with Hana Securities (Hana), the securities firm of Hana Financial Group, the holding company for Korean institution Hana Bank, officials say. The alliance will yield a new investment channel for Wedbush Securities clients, says… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Clearing, Data Management, Hedge Fund Operations, Middle-Office, Operational Risk, Ops Automation, General Interest, Governance, Industry News Tagged With: automation, back office, cross border trading, cross-border guidance, Securities Operations, Standards

Giancarlo Wants to Overhaul Cross-Border Swaps Rules

October 5, 2018 by Eugene Grygo

While making clear that he supports swaps reforms for the U.S., J. Christopher Giancarlo, CFTC chairman, is pushing for an overhaul of the regulator’s “flawed approach” of trying to export its rules across borders and jurisdictions. “I have been a constant supporter of the swaps market reforms passed by the U.S. Congress … and the… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Clearing, Data Management, Industry News, Operational Risk, Risk Management, Governance, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: CFTC, CFTC Chairman J. Christopher Giancarlo, cross-border guidance, Cross-Border Swaps Rules, G20 swaps, Swaps Rules

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