FTF News

  • Sign-Up for FTF Email Alerts
  • Login
FTF NEWS
Subscribe Now
  • Home
  • News
  • Events
  • Awards
  • Research
  • FTF SERVICES
  • Podcast
  • Bull Run Blog

Gary Gensler’s SEC Takes Shape

July 30, 2021 by Eugene Grygo

Gary Gensler’s SEC Takes Shape

As expected, SEC Chair Gary Gensler is taking the regulatory agency in a different direction than the most recent chairman Jay Clayton. Recent actions are pointing to a more activist environment and a new era of rulemaking. For starters, Gensler recently announced his policy team, which will be led by Heather Slavkin Corzo, policy director…. Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Securities Operations, Industry News, Ops Automation, Diversity & Human Interest, Whistleblower News, Governance, FinTech Trends, Standards, Opinion, Minding the Gap, ESG Data & Investing, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: back office, compliance, CRS, Dodd-Frank, FINRA, Gary Gensler, regulations, regulatory reporting, SEC, Securities and Exchange Commission, Securities Operations

New Markit Service Targets the Demands of CRS

March 31, 2016 by Eugene Grygo

Markit is launching a due diligence solution intended to help financial services firms meet a forthcoming standard for the automated exchange of financial account information, particularly as it relates to know your customer (KYC) requirements. Created with help from officials at Barclays and Brown Brothers Harriman (BBH), the new offering is Markit│CTI Tax Solutions for… Read More >>

Filed Under: FinTech Trends, Standards, KYC, Regulation & Compliance Tagged With: Barclays, Brown Brothers Harriman, Common Reporting Standard, CRS, CRS solution, customer data, Cyrus Daftary, due diligence, FATCA, Foreign Account Tax Compliance Act, Know Your Customer, KYC, Markit, Markit│CTI Tax Solutions, Organization for Economic Co-operation and Development (OECD), tax reporting, tax solution, transparency, W8, W9

Asia-Pacific Firms Resist FATCA Compliance

January 28, 2016 by Lynn Strongin Dodds

Financial institutions across Asia Pacific are trailing behind their Western counterparts in preparations for evolving global tax reporting regulations due to cultural and regulatory issues, according to a new report by compliance software specialist Wolters Kluwer Financial Services and the GRC Institute (GRCI), the association for Asia-Pacific governance, risk management and compliance professionals. Canvassing 40… Read More >>

Filed Under: Risk Management, Governance, FinTech Trends, Regulation & Compliance, Industry News Tagged With: AEOI, Asia-Pacific, Colin Camp, compliance, CRS, Denise Hintzke, Dion Global Solutions, FATCA, Foreign Accounts Tax Compliance Act, GATCA, Global Account Tax Compliance Act, governance, GRC Institute, IRS, Laurence Kiddle, Organization for Economic Cooperation and Development, risk management, Thomson Reuters, Wolters Kluwer, Wouter Delbaere

  • Home
  • FTF SERVICES
  • News
  • FTF Bull Run Blog
  • Contact
  • Events
  • Privacy
  • About
  • FTF Research Institute
  • Awards
  • Terms
  • Buyer’s Guide
  • Reprints

Follow Us

Copyright © FTF News 2019 Financial Technologies Forum LLC

Join FTF
Premier Today!

Already a Member? Click here to Login

Unlimited FTFNews.com article access
FTF Special Reports
Digital issues of FTF Focus Magazine
Video Interviews
Podcasts
Weekly News Alerts
Discount on FTF Conferences and Events
Discount on FTF Training Seminars
Print Issues of FTF Focus Magazine
Annual delivery of printed FTF Buyer's Guide
Online Trial
Try FTF Premier
Online
$1
For 4 Weeks
 
 
 
 
FTF Premier FULL
FTFNEWS.COM
MEMBERSHIP
$10$120
PER MONTHPER YEAR
FTF ON DEMAND
TRY FTF PREMIER ONE
ARTICLE AT A TIME
$1.99
AND UP
$1.99 PER ARTICLE
$9.99 PER REPORT
$9.99 PER ISSUE
 
 
 
 
 
 
 

Join FTF
Premier Today!

Already a Member? Click here to Login

Unlimited FTFNews.com article access
FTF Special Reports
Digital issues of FTF Focus Magazine
Video Interviews
Podcasts
Weekly News Alerts
Discount on FTF Conferences and Events
Discount on FTF Training Seminars
Print Issues of FTF Focus Magazine
Annual delivery of printed FTF Buyer's Guide
Online Trial
Try FTF Premier
Online
$1
For 4 Weeks
 
 
 
 
FTF Premier FULL
FTFNEWS.COM
MEMBERSHIP
$10$120
PER MONTHPER YEAR
FTF ON DEMAND
TRY FTF PREMIER ONE
ARTICLE AT A TIME
$1.99
AND UP
$1.99 PER ARTICLE
$9.99 PER REPORT
$9.99 PER ISSUE
 
 
 
 
 
 
 
  • Home
  • News
  • Events
  • Awards
  • FTF Research Institute
  • FTF SERVICES
  • Bull Run Blog
  • Email Alerts
  • Log In
  • My Account
  • Log Out